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MIKEY501

07/15/16 1:30 PM

#58344 RE: Harmónica #58343

Yes alot of companies recently have disclosed that FINRA denied their request. They started doing this last year and they have really gotten aggressive the last six months.

https://www.linkedin.com/pulse/sec-supports-finras-rule-6490-authority-over-actions-anthony-esq-