Diane Dalmy was banned by the SEC on September 25, 2009 - see this link of Prohibited Attorneys located on the OTC markets website.
The ban coincided with Diane Dalmy's role in paying Windfall Communications LLC for a paid promotion for Genova Biotherapeutics Inc (GVBP). According to disclosure statements, Diane Dalmy paid Windfall Communications LLC $6,000 on behalf of GVBP to promoted GVBP starting on September 10, 2009.
Genova Biotherapeutics Inc (GVBP) got suspended by the SEC on September 23, 2009.
Winfall Communications LLC was run by Brian Cook and Trevor Justus both of Colorado (same state as Diane Dalmy). Turns out that Cook and Justus were college buddies of APS insiders Aaron Lamkin and Scott Gelbard and their business associate, Jeff Koslosky. Also turns out that Luis Carrillo was the GVBP legal counsel prior to Diane Dalmy. More information about all the APS/Dalmy/GVBP connections in this research report.