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Renee

06/16/16 9:46 AM

#34326 RE: OlinSain #34324

Market Makers are forbidden to make a market for ALL SEC suspended stocks when the 10 day Suspension ends. Thereafter the SEC Admin Law Judge will move to revoke VIICQ's stock registration.

Readers should acquaint themselves with the outcomes for SEC Registrant Filer stocks that are suspended for Financials delinquencies.

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janice shell

06/16/16 4:10 PM

#34332 RE: OlinSain #34324

VIICQ's suspension had nothing to do with piggybacked MMs. Had what you describe happened, there'd have been a notice issued by FINRA that the stock was no longer in compliance with Rule 15c2-11.

As it is, it's no longer in compliance with Rule 15c2-11, but that's a consequence of the suspension.