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Rdunn88

11/25/15 7:28 PM

#131348 RE: Rdunn88 #131347

Short Interest Reporting
Schedule of Reporting Dates

Firms are required to submit short interest reports bi-weekly. All short interest positions must be reported by 6 p.m. Eastern Time on the second business day after the reporting settlement date designated by FINRA. See the schedule of reporting dates.
SEC Approves Amendments to FINRA’s Short-Interest Reporting Rule

The SEC approved amendments to FINRA Rule 4560 (Short-Interest Reporting). The amendments: (1) codify the requirement that member firms report only “gross” short interest existing in each proprietary and customer account (rather than net positions across accounts); (2) clarify that member firms’ short-interest reports must reflect only those short positions that have settled or reached settlement date by the close of the FINRA-designated reporting settlement date; and (3) delete certain existing exceptions to the rule.
- See more at: http://www.finra.org/industry/short-interest-reporting#sthash.6bNZvgBh.dpuf