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rrr1

11/25/15 2:59 PM

#9834 RE: no shorts #9833

NO luck still under CTO.
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Soco54

11/25/15 6:51 PM

#9835 RE: no shorts #9833

If you look at the wording of the pr it pretty much says they cleared concerns by finra in regards to the cto or something like that. Nothing that says they satisfied amf just satisfied finra in regards to it. Idk maybe they just paid a fine to get it cleared
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rrr1

11/30/15 8:34 PM

#9839 RE: no shorts #9833

I spoke to the AMF today they indicated it is still under the CTO not cleared up in their eyes. He would not elaborate on what if anything has been submitted but says no determination has been made on any submission that may or may not be there as to if it is enough so basically no real info other than CTO is still on pending review on anything that may be there. No timeline given.