Replies to post #138676 on Stella Diagnostics Inc (SLDX)
09/28/15 8:53 AM
09/28/15 8:56 AM
IV.
Based on the foregoing, the Commission deems it appropriate and in the public interest to accept Blumenthal's Offer and accordingly,
IT IS HEREBY ORDERED, pursuant to Section 15(b)(6) of the Exchange Act, that Joseph M. Blumenthal be, and hereby is, barred from participating in an offering of a penny stock, including acting as a promoter, finder, consultant, agent, or other person who engages in activities with a broker, dealer, or issuer for purposes of the issuance or trading in any penny stock; or inducing or attempting to induce the purchase or sale of any penny stock.
By the Commission.
_______________________
Jonathan G. Katz
Secretary
http://www.sec.gov/litigation/admin/34-45070.htm
09/28/15 9:00 AM
09/29/15 12:37 PM
09/29/15 12:39 PM
IV.
Based on the foregoing, the Commission deems it appropriate and in the public interest to accept Blumenthal's Offer and accordingly,
IT IS HEREBY ORDERED, pursuant to Section 15(b)(6) of the Exchange Act, that Joseph M. Blumenthal be, and hereby is, barred from participating in an offering of a penny stock, including acting as a promoter, finder, consultant, agent, or other person who engages in activities with a broker, dealer, or issuer for purposes of the issuance or trading in any penny stock; or inducing or attempting to induce the purchase or sale of any penny stock.
By the Commission.
_______________________
Jonathan G. Katz
Secretary[
09/29/15 12:41 PM
09/30/15 8:32 AM
IV.
Based on the foregoing, the Commission deems it appropriate and in the public interest to accept Blumenthal's Offer and accordingly,
IT IS HEREBY ORDERED, pursuant to Section 15(b)(6) of the Exchange Act, that Joseph M. Blumenthal be, and hereby is, barred from participating in an offering of a penny stock, including acting as a promoter, finder, consultant, agent, or other person who engages in activities with a broker, dealer, or issuer for purposes of the issuance or trading in any penny stock; or inducing or attempting to induce the purchase or sale of any penny stock.
By the Commission.
_______________________
Jonathan G. Katz
Secretary
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