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janice shell

09/16/15 5:44 PM

#43 RE: sidedraft #42

Either they just missed them, or they're not done...

janice shell

09/16/15 6:32 PM

#44 RE: sidedraft #42

More from FINRA… SWKH will reopen for trading tomorrow morning, and will therefore avoid being dumped to the Greys.

...trading can resume in SWKH at 8:00:00 AM E.T. on Thursday, September 17, 2015. Trading in the security will resume on a pre-split basis.

Additionally, pursuant to Rule 11893(a), FINRA has reviewed the trading in SWKH for September 16, 2015, and has determined to rule all such transactions in SWKH to be null and void in order to maintain a fair and orderly market and to protect investors and the public interest. Pursuant to 11893(a), FINRA has determined that this ruling is not eligible for appeal. All firms with executions in SWKH on 9/16/15 are required to cancel all trades.


http://www.finra.org/sites/default/files/UPC_25-15_SWKH.pdf