Consider the following:
If not mistaken, it's a violation to be a CFA charterholder, while at the same time employed to author "hit pieces" on stocks for certain firms/funds that have short positions in those very same stocks. Of course this is all alleged, but wouldn't that be something if true(?!)
Surely, no one would be foolish enough to do such a thing while representing and wearing an identification badge for their sponsor, at an investment conference!
What if there was proof of an individual in violation of these SEC, FINRA, NASAA and their own CFA Code of Ethics, along with Standards of Professional Conduct rules for doing that very thing? Many people at these conferences take lots of video and pictures. Sometimes the unfathomable becomes crystal clear.
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