InvestorsHub Logo
icon url

sevendoubler

09/29/14 4:06 PM

#235242 RE: nuubie #235218

Names of Officers, Directors, and Control Persons
Jeffrey A. Foley – Chairman, CEO
Alan D. Stone – Director
Ted Campbell – Director
There are currently no control persons or beneficial owners of more than five percent (5%) of any class of NanoTech’s equity securities.


B. Legal/Disciplinary History. Please identify whether any of the foregoing persons have, in the last five years, been the subject of:
1. A conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding traffic violations and other minor offenses);
none
2. The entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such person’s involvement in any type of business, securities, commodities, or banking activities;
none
3. A finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of federal or state securities or commodities law, which finding or judgment has not been reversed, suspended, or vacated; or
none
4. The entry of an order by a self-regulatory organization that permanently or temporarily barred suspended or otherwise limited such person’s involvement in any type of business or securities
activities.
none


http://www.otcmarkets.com/financialReportViewer?symbol=NTEK&id=127023
icon url

Nikodemos

09/29/14 4:25 PM

#235251 RE: nuubie #235218


GRASPING @ STRAWS? "In a civil action related to securities
& exchange commission, commodity futures trading commission or
state securities or commodities law", etc... (GET IT RIGHT!!):
Read BEYOND the red rectangle continues to complete the inquiry
to which NTEK correctly replied (as follows):


3. A finding or judgment by a court of competent jurisdiction (in a
civil action), the Securities and Exchange Commission, the
Commodity Futures Trading Commission, or a state securities
regulator of a violation of federal or state securities or
commodities law, which finding or judgment has not been reversed,
suspended, or vacated;
or

none


https://www.otciq.com/otciq/ajax/showFinancialReportById.pdf?id=127023


LMMFAO!!! NTEK/Ingram Micro Canada again?

Common parlance & standard in a filing. Requesting if any civil
actions have taken place IN RELATION to those commissions, laws,
etc..BTW, Upon FURTHER REVIEW of the civil action it was dismissed
& (if memmory serves) was for around $1,500 or so bucks. A civil
matter, in the U.S., according to my research is below a certain
threshold of "damages sought". I don't think ANY STATE has that
number above $3.5k in any case...BIG WHOOP!! We have ALSO
discussed this before, right?...Tsk tsk!!

Has NOTHING to do with any securities related issues (which the
SEC would obviously be interested in). By the way, although NTEK
is not obliged to provide financials &/or guidance, they do!!!

GET THE FACTS!!! :-D



NTEK