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jettson

08/25/14 11:37 PM

#44987 RE: hedge_fun #44981

For being so thorough ... you've resorted to spin tactics all of a sudden. Voluntary resignation over trading authority.

See page 10 of 13;

http://brokercheck.finra.org/Individual/IndividualSummary.aspx?SearchGroup=Individual&FirmKey=-1&BrokerKey=2385020

Adios. GLTU.

BigBake1

08/26/14 8:31 AM

#45016 RE: hedge_fun #44981

Well apparently he "Voluntarily Resigned", because of an internal investigation in 1998, that is why it shows a termination record. As I said before the idea he has an "unblemished" record is quite false and misleading, it is clearly blemished with an internal investigation that apparently he did not want to stick around for. Further his employment at the small Oppenheimer office in Boca Raton that employs 20 some people in which some are not brokers has been recently discussed in multiple SEC and FINRA Actions for penny stock fraud.

Obviously you cannot direct link to the page for Broker Check, so you have to screen shot it or the person has to agree to the terms and run it themselves: