Replies to post #1113 on SEC Suspensions & Revocations

[Renee]

The SEC does not divulge those processes. Upon Litigation those results may be revealed by the SEC and / or the SEC Admin Law Judge.

http://www.sec.gov/litigation/litreleases.shtml

http://www.sec.gov/alj/aljdec.shtml

http://www.sec.gov/alj/aljorders.shtml