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wild_bill89169

07/16/14 12:12 PM

#39051 RE: QServus #39049

But how do you know? Is the trading platform so smart that on the fill of your order it pops open a window and gives you a message that to be compliant with SEC rule xxxx you are required to complete a form nnnn with 24 hours and submit it. Or do the men in black just appear at your door with a notice. LOL.