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BigBake1

07/12/14 9:15 PM

#72935 RE: Militia Man #72933

Post what document for which part that is wrong? The document doesnt address the Fails to Deliver report, anyone can read that PDF and see it never mentions the Fails to Deliver report.

As to the 10 second rule and even the 30 second, sure here they are:

April 2010 it was 30 seconds:

http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p121343.pdf

May 2013 it became 10 seconds:

http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p265416.pdf

The updated Daily reg SHO files include ODD LOT transactions since December 2013 when FINRA made it mandatory to report them:

Effective December 9, 2013, reports of odd lot transactions that are marked “for publication” or as “tape eligible” are publicly disseminated by FINRA and the securities information processors, as applicable; however, odd lot transactions do not update the high, low and last sale price for the security. For certain high-priced OTC Equity Securities, FINRA will continue to change the "unit of trade" from 100 shares to one share; transactions in such securities below 100 shares will be disseminated as round lot transactions and will update the high, low and last sale price See Trade Reporting Notice 3/18/08 (Revised Policy for Disseminating Reports of Fewer Than 100 Shares).



Enjoy....

SevenTenEleven

07/12/14 9:29 PM

#72941 RE: Militia Man #72933

GNCP - The week that we had 5B in volume...

Looks like 1.9B was ex-cleared.

All done so through OTC Link LLC



https://ats.finra.org/