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Kristi

06/12/14 1:03 AM

#92403 RE: SweetPetesS1 #92402

You are referring to having the CE ( Caveat Emptor ) possibly being removed 30 days after the suspension with the link you provided.

The Company ( Issuer ) DOES NOT file the Form 211, the MM ( Firm ) files it on behalf of the company with FINRA.

You're comparing Apples to Oranges ~

Here's a link to the actual form, take a look at it and you'll see what I mean.

http://www.otcbb.com/aboutotcbb/forms/form211.pdf

Trust me, I truly wish I was wrong on this and you were right... it would certainly make things a lot easier.
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lucky, mydog

06/12/14 6:27 AM

#92407 RE: SweetPetesS1 #92402

A company can file a 211 30 days after the suspension has ended.

a sponsoring mm submits the 211 to finra for approval, not the company.