Yeah I loved when he accused Barry of being a 78 year old convict who was making trades from his prison cell. These "facts" he dug up really lend to credible reporting to whoever may listen. They may listen but may not care. LOL IMO
The mentioned "Schwartz" would currently be age 68-69. Refer below on the DATE:
SECURITIES EXCHANGE ACT OF 1934 Release No. 63205/October 28, 2010
A. RESPONDENT Between 1993 and 1995, Schwartz was a registered representative with Barrett Day Securities, Inc. (“Barrett Day”), a broker-dealer registered with the Commission.Schwartz, 64 years old , is currently incarcerated at CCM New York.
B. ENTRY OF RESPONDENT’S CRIMINAL CONVICTION
1. On December 10, 2003, Schwartz pled guilty to conspiracy to commit securities fraud in violation of Title 18 United States Code, Section 371, and conspiracy to commit money laundering in violation of Title 18, United States Code, Section 1956, before the United States District Court for the Eastern District of New York, in United States v. Barry Schwartz, et al., Crim. Information No. 03-CR-290. On May 15, 2009, a judgment in the criminal case was entered against Schwartz. He was sentenced to a prison term of 18 months followed by three years of supervised release. Schwartz also forfeited a total of $1,276,552.
2. The counts of the criminal indictment to which Schwartz pled guilty alleged, inter alia, that Schwartz, while associated with Barrett Day, used nominees to conceal his ownership of National Health and Safety (“National Health”) and Tera West Ventures, Inc. (“Tera West”), whose stocks were traded on the OTC Bulletin Board. The indictment alleged that Schwartz used his controlling interest in National Health and Tera West to arbitrarily set their stock prices and deceived the investing public by making it appear that the sales price was set by a market of multiple, independent shareholders selling their shares of National Health and Tera West.
C. Whether, pursuant to Section 15(b) of the Exchange Act, it is appropriate and in the public interest to bar Respondent from participating in any offering of penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock; or inducing or attempting to induce the purchase or sale of any penny stock.
Note that search will indicate inmates current age.
Maybe a TWIN? Could SWEAR I have seen that figure of $1,276,552.00 somewhere in a K or Q of 2009 or 2010! Hmmmmmmmmmmmmmmmmmmm..............................