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Monday, March 24, 2014 9:25:23 AM
as long as FROZ doesn't gag the TA........if TA communication is cut off it will be a red flag
"Our transfer agent is Issuer Direct Corporation, with offices at 500 Perimeter Park Drive, Suite D, Morrisville, NC 27560, phone number 919-481-4000"
I called twice. The first time I was transferred to a different line, left a message, and did not receive a call back.
The second time I was transferred, and spoke to a person who claimed:
"there is no such thing as a gagged TA"
that "NO transfer agent should EVER give out that information"
and that "it violates FD disclosure rules to do so".
(can you tell that he did NOT tell me FROZ's outstanding share count?)
On the face of it, his argument seems valid...
if there is dilution occurring, and you call and find this out,
then you have information the rest of the market does NOT.
(But So What? I took the time to CALL...I did the DD...if they DID NOT, how is that MY problem?)
I have called on OTHER tickers before, and I have been told...
shouldn't it be a PUBLIC INFORMATION type of thing???
I don't think ANY TA should be allowed NOT to give the information out!
(Sadly...that is just my opinion...)
Thoughts?
"There exists in society a very special class of persons that are
always referred to as the Believers. These are folks who have
chosen to accept a certain religion, philosophy, theory, idea or
notion and cling to that belief regardless of any evidence"
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