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Tuesday, March 18, 2014 10:11:47 AM
Mr. David M. Mossberg
Founder and Chief Executive Officer
Mr. Donald W. Hultgren
President
Age: 56
Background
Mr. David M. Mossberg, also known as Dave is Founder of Three Part Advisors, LLC and serves as its Chief Executive Officer. Mr. Mossberg has over 15 years of experience analyzing firms and advising executives. He was Analyst of First Dallas Securities, Research Division. Mr. Mossberg served at Certain Assets of Institutional Sales/Trading and Research departments of Southwest Securities. Prior to founding Three Part Advisors, Mr. Mossberg co-founded a successful investor relations advisory firm and a successful institutional investor conference. He has been an audience for investor relations pitches during his career as an equity analyst, Mr. Mossberg's experience and relationships within the investment community give him a unique perspective on investor relations. As an equity analyst, Mr. Mossberg covered a variety of companies spanning multiple industries and market sizes. From 1999 to 2002, Mr. Mossberg served as a senior analyst for Southwest Securities covering the telecom equipment industry. Mr. Mossberg served as Director of research at Hodges Capital Management and First Dallas Securities, covering a variety of Southwest-based companies. Mr. Mossberg is also the Editor of Mossberg's Investor Digest, a monthly subscription newsletter distributed to institutional investors. Mr. Mossberg served in the US Army as an Interrogator/ Russian linguist. Mr. Mossberg is a member of the CFA Society of Dallas Fort Worth and the National Investor Relations Institute. Mr. Mossberg received both his BBA in Finance and BBA in International Business from the UT Arlington and holds an MBA from SMU
Background
Mr. Donald W. Hultgren, Don has been President of Three Part Advisors, LLC since July 22, 2013. Mr. Hultgren served as the Chief Executive Officer of SWS Group Inc. from August 2002 to August 2010 and also its President from November 2007 to August 2010. He served as an Executive Vice President and a Director of Capital Markets of SWS Securities from March 2000 to August 2002. From 1989 to 2000, Mr. Hultgren served in various capacities at Raymond James & Associates, Research Division including Managing Director in the Healthcare sector of Corporate Finance and Director of Equity Research. He serves as a Director of Southwest Securities, FSB and Comprehensive Software Systems, Inc. Mr. Hultgren serves on the board of directors of Wedbush Securities, a leading regional brokerage firm. He served as a Director of SWS Group Inc. from August 2002 to August 2010. He also serves on the Strategic Advisory Board of the CFA Society of Dallas/Ft. Worth. He is a Member of the Association of Investment Management and Research and Member of the Advisory Committee for the University of Texas MBA Investment Fund. He sits on the national investment committee for the American Heart Association and is an active volunteer at the local, regional and national levels. Mr. Hultgren earned a B.A. degree with dual majors in Accounting and Business Administration from Augustana College in Rock Island, IL in 1979. He earned his M.B.A. with a concentration in Finance from the University of Texas at Austin in 1981.
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