Wednesday, March 12, 2014 1:29:16 AM
However illegal issuances of new shares as "free trading" could result in a DTC chill or even regulatory action against the company if it does not follow SEC rules such as Rule 144 before such stock could be deemed to be "free trading."
Rule 144 would apply to common stock issued as redemption/conversion shares of the PVEC Series C Preferred Stock.
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