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Thursday, March 06, 2014 10:28:05 PM
https://www.dtcc.com/~/media/Files/pdf/2014/2/7/a7676.ashx
SUBJECT: APPROVAL OF RULE FILING (SR-NSCC-2013-13) – DISCONTINUE
NSCC’S STOCK BORROW PROGRAM
On January 31, 2014, the Securities and Exchange Commission (“SEC”) approved1 the rule filing file
no. SR-NSCC-2013-13 (“Filing”), which was filed with the SEC by National Securities Clearing
Corporation (“NSCC”) on December 10, 2013 pursuant to Section 19(b)(2) of the Securities Exchange
Act of 1934, as amended. The Filing proposed to amend NSCC’s Rules & Procedures to discontinue
its Stock Borrow Program.
The proposed rule change described in the Filing will be effective as of Friday, March 14, 2014.
The full text of the Filing may be obtained by visiting the DTCC website at https://www.dtcc.com.
Implementation of the proposed rule change will be announced by separate Important Notice.
Questions regarding the Filing may be addressed to your Relationship Manager.
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