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TradeSmart.ai

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TradeSmart.ai

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Re: None

Sunday, 03/02/2014 7:32:45 PM

Sunday, March 02, 2014 7:32:45 PM

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On January 31, 2014, the Securities and Exchange Commission (“SEC”) approved the rule filing file no. SR-NSCC-2013-13 (“Filing”), which was filed with the SEC by National Securities Clearing Corporation (“NSCC”) on December 10, 2013 pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, as amended. The Filing proposed to amend NSCC’s Rules & Procedures to discontinue
its Stock Borrow Program.

The proposed rule change described in the Filing will be effective as of Friday, March 14, 2014.

No more naked shorting on OTC starting March 14th

Whoever fights monsters should see to it that in the process he does not become a monster. And if you gaze long enough into an abyss, the abyss will gaze back into you - Friedrich Nietzsche

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