AVNE LOADING AM SQUEEZE IN PLAY
REG SHO Rule 3210
Rule 32101 Subject to the requirements of NASD Rule 3210
Where, for five consecutive settlement days, there are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more and the reported last sale during normal market hours would value the aggregate fail to deliver position at $50,000 or more.
When this occurs, the security becomes subject to mandatory close-out requirements outlined in NASD Rule 3210.
The allowed values are:
Y = Yes, if the issue is subject to mandatory close-out requirements of Rule 3210.
N = No, if the issue is NOT subject to mandatory close-out requirements of Rule 3210.
WHEN YOU DEPEND ON OTHER'S PERCEPTIONS TO MATCH YOUR EXPECTATIONS,
YOU'RE SETTING YOURSELF UP FOR DISAPPOINTMENT.
