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Sunday, February 09, 2014 2:02:50 PM
Derek Peterson: 2,036,181(2)
Amy Almsteier: 51,674,654(3)
Michael A. Nahass: 540,000*
Ken VandeVrede: 9,861,220(4)
Michael James: 300,000*
Mike VandeVrede: 9,861,220(4)
Steve VandeVrede: 9,861,220(4)
Dan VandeVrede: 9,761,220(4)
Steven Ross: 150,000*
All directors and executive officers as a group (8 persons)
84,284,495
______________
* Represents beneficial ownership of less than one percent of the outstanding shares of our common stock.
(1) As of January 17, 2014, we have a total of 233,802,141 shares of common stock issued and outstanding, which assumes the conversion of 100 shares of Series A Preferred Stock, convertible at any time into 100 shares of common stock, and 14,750,000 shares of Series B Preferred Stock, convertible into 79,418,802 shares of common stock, and warrants convertible into 17,320,340 shares of common stock.
(2) 50 shares of which are immediately convertible from Series A Preferred Stock and 1,136,131 shares of which are immediately convertible from Series B Preferred Stock. Mr. Peterson disclaims any beneficial ownership interest in the shares of common stock, Series A Preferred Stock and Series B Preferred Stock held by his spouse, Amy Almsteier.
(3) 50 shares of which are immediately convertible from Series A Preferred Stock and 43,074,604 shares of which are immediately convertible from Series B Preferred Stock. Ms. Almsteier disclaims any beneficial ownership interest in the shares of common stock, Series A Preferred Stock and Series B Preferred Stock held by her spouse, Derek Peterson.
(4) 9,473,721 shares of which are immediately convertible from Series B Preferred Stock.
From page 48 of the most recent (2014/01/21) S-1 amendment.
http://www.sec.gov/Archives/edgar/data/1451512/000147793214000286/trtc_s1a.htm
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