InvestorsHub Logo
Followers 32
Posts 3126
Boards Moderated 0
Alias Born 03/26/2012

Re: None

Wednesday, 01/15/2014 11:41:58 AM

Wednesday, January 15, 2014 11:41:58 AM

Post# of 148335
Governmental and Regulatory Telephone Numbers...

several PM's requested posting of such ...

Florida Division of Securities Regulation, if you sell stock in your company. 850-410-9741 or file complaints to www.flofr.com option "complaint"

Florida Attorney General, if a shareholder believes any fraud has taken place. 866-966-7226

Florida Secretary of State - Inspector General's Office, if one believes corporation has been "administratively dissolved" and/or foreign corporation is not registered in State of Florida and has offices in Florida. 850-245-6196

Florida Dept of Revenue - Division of Taxes, if one believes that state taxes have not been reported, i.e. Intangible Tax (if reported on public financials?), employee/employer taxes, other. 800-352-3671.

Florida Dept of Agriculture - Div of Consumer Affairs, if a specific operating license is required, i.e. Seller of Travel, Yacht Brokerage, Seller of Securities, etc. 850-410-3800.

Internal Revenue Service, if one believes that Corporation Income Tax or Employer/Employee taxes have not been collected and paid. 800-275-3332

Broward County Revenue Dept - if one believes an occupational license is necessary to operate in the Broward County and City of Fort Lauderdale. (954) 831-4000

FINRA and SEC- Office of Complaints, if one believes non compliance to OTC requirments / trading is not adhered to.

Problems addressed by FINRA:

Buy or sell orders
Brokerage firm or broker
Insider trading
Manipulation of security price or volume
Account transfer
401(k), pension or retirement plan
Investment adviser/financial planner
Other - Complaints other than those noted in the sections below

FINRA Investor Complaint Center
9509 Key West Avenue
Rockville, MD 20850-3329
Phone: (240) 386-HELP (4357)
Fax: (866) 397-3290

Problems addressed by the SEC:
SEC filing or report
Public companies
Transfer agent
File a complaint with the SEC.

Securities and Exchange Commission
Complaint Center
100 F Street, NE
Washington, DC 20549-0213
Fax: (202) 772-9295
Securities and Exchange Commission
Complaint Center
100 F Street, NE
Washington, DC 20549-0213
Fax: (202) 772-9295







DON'T BE CAUGHT HOLDING THE BAG!