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zomniac

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zomniac

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Sunday, 01/05/2014 7:41:51 PM

Sunday, January 05, 2014 7:41:51 PM

Post# of 13136
Forensics

The Securities and Exchange Commission last month barred Anastasios “Tommy” Belesis, chief executive of the defunct John Thomas Financial Inc., for negligence. He still faces an open fraud complaint from Finra that alleges he bullied brokers, lied to senior staff and intimidated colleagues as his firm sold penny stocks. According to sworn affidavits submitted last winter by ex-John Thomas brokers, the firm promoted at least one pump-and-dump stock scheme of a silver mining firm.


http://www.investmentnews.com/article/20140105/FREE/140109981

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