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Tuesday, December 31, 2013 11:09:11 AM
The NSCC is involved in the netting of the shares being traded, so if the NSCC is not cross-netting the buys and sells then the DTC is assigning buys and sells to individual investor accounts via each B/D.
The DWAC-DRS restriction is in place and will restrict the depositing of certs, although retail buys and sales will transact unimpeded.
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