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Thursday, December 19, 2013 2:21:55 PM
"Thank you for bringing this to our attention.
The company is not under investigation. As noted in the conference call, there was a review by FINRA initiated in early September and completed by mid-September. To our knowledge this review was conducted as a result of false information provided in a whistle-blower call. To the best of our knowledge, the company satisfied FINRA's requests and the matter was resolved in September as there was no further information required by FINRA.
Thank you,
Kerry"
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