Wednesday, December 04, 2013 Download 12/4/2013 11:00:01 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
ALQAD ALLIQUA, INC. NEW COMMON STOCK u Y N AVTO Avantogen Oncology, Inc. Commo u Y N BANX STONECASTLE FINANCIAL CORP COM Q Y N BEAC BEACON ENTERPRISE SOLUTIONS GR u Y N BNDX VANGUARD TOTAL INTERNATIONAL B G Y N CCLAY COCA COLA AMATIL LTD SPONS ADR u N Y CDID QUAD ENERGY CORP. COMMON STOCK u Y N CLNT CLEANTECH SOLUTIONS INT'L IN S Y N DGRW WISDOMTREE TR US DIVID GROWTH G Y N DXJS WISDOMTREE TR JAPAN SMALLCAP H G Y N ENDTF CANOE EIT INCOME FUND UNITS (C u N Y EUFN ISHARES MSCI EUROPE FINANCIALS G Y N FCUUF FISSION URANIUM CORPORATION CO u N Y GDFZY GDF SUEZ SPONSORED ADR (FRANCE u N Y GEVO GEVO INC G Y N HYII ALL GRADE MINING, INC. COMMON u Y N HYLS FIRST TR TACTICAL HIGH YIELD L G Y N ICLD INTERCLOUD SYSTEMS, INC. COMMO S Y N INVA INOVA TECHNOLOGY INC COM STK ( u Y N IPSEY IPSEN S A SPON ADR (FRA) u N Y IZEA IZEA INC COMMON (NV) u Y N KWEB KRANESHARES TR CSI CHINA INTER G Y N LBIO LION BIOTECHNOLOGIES, INC. COM u Y N LCMD LIFE CARE MEDICAL DEVICES LIMI u Y N MDIV FIRST TRUST MULTI-ASSET DIVERS G Y N MEGEF MEG ENERGY CORP COM STK (CANAD u N Y NPACY Neopost SA Unsponsored ADR (Fr u N Y NTEK NANOTECH ENTERTAINMENT, INC. u Y N NURO NEUROMETRIX INC COM NEW (DE) S Y N OGZPY GAZPROM;ADR REP 4 ORD RUB5 REG u N Y ORKLY ORKLA AS SPON ADR (REP-A) u N Y OXBT OXYGEN BIOTHERAPEUTICS INC NEW S Y N PATH NUPATHE INC COM STK G Y N PPERY PT BANK MANDIRI PERSERO TBK UN u N Y PSCH POWERSHARES S&P SMALLCAP HEALT G Y N PSCI POWERSHARES S&P SMALLCAP INDUS G Y N PTRC PETRO RIVER OIL CORP. COMMON S U Y N PZOO PAZOO, INC COMMON (NV) U Y N QCLN FIRST TR NASDAQ CLEAN EDGE GRE G Y N QQQC GLOBAL X NASDAQ CHINA TECHNOLO G Y N RCPT RECEPTOS INC COM STK (DE) G Y N REFG REFILL ENERGY, INC. COMMON STO u Y N SCON SUPERCONDUCTOR TECHS INC S Y N SELR STEELE RES CORP COM STK (NV) u Y N SPEX SPHERIX INC COM STK NEW (MD) S Y N STXS STEREOTAXIS INC COM STK NEW (D S Y N TDIV FIRST TRUST NASDAQ TECHNOLOGY G Y N UPZS UNIQUE PIZZA AND SUBS CORP COM u Y N VCSH VANGUARD SHT-TERM CORP BD ETF G Y N VISN VISIONCHINA MEDIA INC SPONSORE Q Y N VTIP VANGUARD SHT TRM INFLT-PROT FD G Y N VTWO VANGUARD RUSSELL 2000 ETF G Y N VXUS VANGUARD STAR FD VANGUARD TOTA G Y N
== 4kids all jmo
10/5/07 -- there are no coincidences here ... oh and like many other longs .. not selling at this level --
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