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Re: gmoneypenny post# 17092

Sunday, 11/24/2013 4:03:35 PM

Sunday, November 24, 2013 4:03:35 PM

Post# of 22128
Thankfully- we are entering a new era of openness, disclosure, adherence to rules, fair-play, and the like..

Sarbanes Oxley was a great start, with more to come.

In the case one missed it the first time around-

Section 17(b) of the Securities Act of 1933

It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper, article, letter, investment service, or communication which, though not purporting to offer a security for sale, describes such security for a consideration received or to be received, directly or indirectly, from an issuer, underwriter, or dealer, without fully disclosing the receipt, whether past or prospective, of such consideration and the amount thereof.

“Even a purely moral act that has no hope of any immediate and visible political effect can gradually and indirectly, over time, gain in political significance.”
? Václav Havel

http://www.rbj.net/article.asp?aid=190885

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