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Re: HokieHead post# 3440

Wednesday, 11/13/2013 11:49:20 AM

Wednesday, November 13, 2013 11:49:20 AM

Post# of 4484
Did anyone notice the PVEN stock glitch (see bold section below) when the FVSTA order of suspension mentioned another security?? Strange oversight...

U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
SECURITIES EXCHANGE ACT OF 1934
Release No. 34-70835 / November 8, 2013

The Securities and Exchange Commission announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the "Exchange Act"), of trading in the securities of Far Vista Petroleum Corp. (“FVSTA”), of Levittown, NY, at 9:30 a.m. EST on November 8, 2013 through 11:59 p.m. EST on November 21, 2013. The Commission temporarily suspended trading in the securities of FVSTA because of questions that have been raised about the accuracy and adequacy of publicly disseminated information concerning, among other things, FVSTA’s business prospects, operations, and control. This order was entered pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act). The Commission cautions broker-dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule
15c2-11, he should refrain from entering quotations relating to PVEN’s securities until such time as he has familiarized himself with the rule and is certain that all of its
provisions have been met
. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. If any broker-dealer or other person has any information which may relate to this matter, they should contact John P. Lucas, Senior Counsel, at (202) 551-5798 .