I will repost response from my email inquiry about up-listing: Not saying Lehman didn't approve or didn't know:
penny4dollars Friday, September 06, 2013 4:22:58 PM
Re: mik1 post# 32453 Post # of 32511
The securities became quoted when a [color=red][color=red]market maker began quoting them on an unsolicited basis. This was done by a market maker and does not be approved by the company[/color].[/[/color]b]
Best regards,
Ed McCann
Issuer and Information Services
Description: Description: Description: Description: cid:image001.jpg@01CBB1A7.1048C390
304 Hudson Street 2nd Floor
New York, NY 10013-1015
T +1 (212) 896-4471
edward@otcmarkets.com
From: vincent j [mailto:xxxxxxx@yahoo.com]
Sent: Thursday, September 05, 2013 9:07 AM
To: Issuer Services
Subject: OTCIQ Information Request
OTCIQ Information Request
The following user would like to sign up for OTCMARKETS.
Issue Type:
question
First Name:
vincent
Last Name:
j
Email:
xxxxxxx@yahoo.com
Phone:
xxxxxxxxxx
Department:
Trading Services
Message:
My question is regards to Lehman Brother capital trust preferred stock. symbols lhhmq, lehlq, lehkq, lehnq. The first three trusts were up listed from the grey market to pink while lehnq remains on the greys. questions..... 1.What is the requirement for securities to get up listed. and did Lehman Brothers up list the these preferred securities? 2) If Lehman didn't up list who can up list the stock, and does Lehman have to consent or at least be aware of such up listing? Thank you
