Lehman Brothers Financial SA (LEHNQ)

[penny4dollars]

The securities became quoted when a market maker began quoting them on an unsolicited basis. This was done by a market maker and does not be approved by the company.



Best regards,






Ed McCann

Issuer and Information Services



Description: Description: Description: Description: cid:image001.jpg@01CBB1A7.1048C390

304 Hudson Street 2nd Floor
New York, NY 10013-1015

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From: vincent j [mailto:[e-mail]]
Sent: Thursday, September 05, 2013 9:07 AM
To: Issuer Services
Subject: OTCIQ Information Request



OTCIQ Information Request


The following user would like to sign up for OTCMARKETS.







Issue Type:

question


First Name:

vincent


Last Name:

j


Email:

[e-mail]


Phone:

xxxxxxxxxx


Department:

Trading Services


Message:

My question is regards to Lehman Brother capital trust preferred stock. symbols lhhmq, lehlq, lehkq, lehnq. The first three trusts were up listed from the grey market to pink while lehnq remains on the greys. questions..... 1.What is the requirement for securities to get up listed. and did Lehman Brothers up list the these preferred securities? 2) If Lehman didn't up list who can up list the stock, and does Lehman have to consent or at least be aware of such up listing? Thank you