Welcome to the Office of the Whistleblower
Sean McKessy
Chief, Office of the Whistleblower
Assistance and information from a whistleblower who knows of possible securities law violations can be among the most powerful weapons in the law enforcement arsenal of the Securities and Exchange Commission. Through their knowledge of the circumstances and individuals involved, whistleblowers can help the Commission identify possible fraud and other violations much earlier than might otherwise have been possible. That allows the Commission to minimize the harm to investors, better preserve the integrity of the United States' capital markets, and more swiftly hold accountable those responsible for unlawful conduct.
The Commission is authorized by Congress to provide monetary awards to eligible individuals who come forward with high-quality original information that leads to a Commission enforcement action in which over $1,000,000 in sanctions is ordered. The range for awards is between 10% and 30% of the money collected.
The Office of the Whistleblower was established to administer the SEC's whistleblower program. We greatly appreciate your interest, and we hope that this website answers any questions you may have.
We understand that the decision to come forward with information about securities fraud or other wrongdoing is not one taken lightly, and we are here to answer any questions you may have. You can reach the Office of the Whistleblower at (202) 551-4790.
Latest News
SEC Announces Whistleblower Action
(06/12/2013)
Office of Inspector General Evaluation of the SEC's Whistleblower Program
(01/18/2013)
SEC Issues First Whistleblower Program Award
Videos
WHAT HAPPENS TO TIPS
Windows Media
Transcript
INTRODUCTION BY MR. MCKESSY
Windows Media
Windows Media (captioned)
Transcript
Report RMBS Fraud
Submit a Tip to the Residential Mortgage Backed Securities (RMBS) Working Group
Annual Reports
2012 Annual Report on the Dodd-Frank Whistleblower Program
2011 Annual Report on the Dodd-Frank
AI
