BioTech Medics Inc (BMCS)

[fatnhappy2]

BIOTECH FINRA AWARD, OH, MY!

FINRA Arbitration Award - Award/Judgment
Brokerage firms are not required to report arbitration claims filed against them by customers; however, BrokerCheck
provides summary information regarding FINRA arbitration awards involving securities and commodities disputes
between public customers and FINRA-registered firms in this section of the report.
The full text of arbitration awards issued by FINRA is available at www.finra.org/awardsonline.
Disclosure 1 of 1
Reporting Source: NEVWEST SECURITIES CORPORATION
Regulator
Type of Event: ARBITRATION

Case Initiated: 2010
Case Number:
Allegations:

FINRA
06/23/2010
10-02366
ACCOUNT RELATED-BREACH OF CONTRACT; ACCOUNT
RELATED-FAILURE TO SUPERVISE; ACCOUNT RELATED-NEGLIGENCE;
FRAUDULENT ACTIVITY-BRCH OF FIDUCIARY DT; FRAUDULENT
ACTIVITY-MISREPRESENTATION
$5,000,000.00
AWARD AGAINST PARTY NEWWEST SECURITIES CORPORATION
07/06/2011 $1,792,566.00
There may be a non-monetary award associated with this arbitration.
CLAIMANT: KEITH A HOUSER, INDIVIDUALLY &
BIOTECH MEDICS, INC.

NevWest Securities Corp is NOT a "Transfer Agent"!!!!! OOOPS! :)