60 or so co's that were allegedly withholding info or disseminating erroneous info
brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not he has complied with the rule, he should not enter any quotation but immediately contact the staff in the Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, he should refrain from entering quotations relating to these companies’ securities until such time as he has familiarized himself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation which is in violation of the rule, the Commission will consider the need for prompt enforcement action. Any broker, dealer, investor, or other person with information relating to this matter is invited to contact the Securities and Exchange Commission at http://www.sec.gov . The Commission’s Office of Investor Education and Advocacy has information for investors and members of the general public on topics related to investing at http://www.investor.gov .
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