InvestorsHub Logo
Followers 0
Posts 629
Boards Moderated 0
Alias Born 11/23/2012

Re: Renee post# 13

Monday, 06/03/2013 12:17:18 PM

Monday, June 03, 2013 12:17:18 PM

Post# of 31
60 or so co's that were allegedly withholding info or disseminating erroneous info

brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the
Exchange Act, at the termination of the trading suspension, no quotation may be entered unless
and until they have strictly complied with all of the provisions of the rule. If any broker or dealer
has any questions as to whether or not he has complied with the rule, he should not enter any
quotation but immediately contact the staff in the Division of Trading and Markets, Office of
Interpretation and Guidance, at (202) 551-5777. If any broker or dealer is uncertain as to what is
required by Rule 15c2-11, he should refrain from entering quotations relating to these
companies’ securities until such time as he has familiarized himself with the rule and is certain
that all of its provisions have been met. If any broker or dealer enters any quotation which is in
violation of the rule, the Commission will consider the need for prompt enforcement action.
Any broker, dealer, investor, or other person with information relating to this matter is invited to
contact the Securities and Exchange Commission at http://www.sec.gov . The Commission’s
Office of Investor Education and Advocacy has information for investors and members of the
general public on topics related to investing at http://www.investor.gov .

Join the InvestorsHub Community

Register for free to join our community of investors and share your ideas. You will also get access to streaming quotes, interactive charts, trades, portfolio, live options flow and more tools.