Lehman Brothers Financial SA (LEHNQ)

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OTCBB, OTHER-OTC AND PORTAL SYSTEM CHANGES

SECURITY ADDITIONS
DL Date Symbol Company Name Effective Date OATS
Reportable
Flag Comments
9/17/2008 LHHMQ Lehman Brothers Holdings, Inc. 6.00% Prefd Sec Srs M 9/18/2008 Y From NYSE (LEH$M)

SECURITY DELETIONS
Dl Date Symbol Company Name Effective Date/Comments
3/6/2012 LHHMQ Lehman Brothers Holdings, Inc. 6.00% Prefd Sec Srs M 3/6/2012 Plan of Bankruptcy Effective. All shares have been cancelled. **

SECURITY ADDITIONS
DL Date Symbol Company Name Effective Date OATS
Reportable
Flag Comments
3/12/2012 LHHMQ Lehman Brothers Holdings, Inc. 6.00% Prefd Sec Srs M 3/13/2012 Y Reinstated. Symbol was delisted in error. **