Lehman Brothers Financial SA (LEHNQ)

[cottonisking]

1,060,407 - LHHMQ, I added the last column: 2012 year to date total.

306,181 is DEC 2012 total

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Monthly Share Volume Report
Select a different report by entering an issue or MPID: Sort By: Report Date:
Issue Market Participant

Volume Issue/MPID

Apr 2013 Mar 2013 Feb 2013 Jan 2013 Dec 2012 Nov 2012 Oct 2012 Sep 2012 Aug 2012 Jul 2012 Jun 2012 May 2012



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LHHMQ - LEHMAN BRO CAP V 6.0
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December 2012 November 2012 Year-to-Date
Volume Rank % Volume Rank % Volume Rank %

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Total Share Volume 306,181

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NITE
Knight Capital Americas LLC 192,666 1 62 53,623 1 66 687,554 1 61
CSTI
CANACCORD GENUITY INC. 63,840 2 20 6,050 4 7 172,673 2 15
STXG
Stockcross Financial Services 37,067 3 12 11,073 2 13 164,456 3 14
MAXM
Maxim Group LLC 6,505 4 2 6,339 3 7 22,361 5 1
CANT
Cantor, Fitzgerald & Co. 2,000 5 <1 - - - 4,650 8 <1
MOKE
Morgan, Keegan & Company 2,000 5 <1 - - - 2,000 10 <1
VFIN
vFinance Investments, Inc. 1,103 6 <1 400 6 <1 5,713 7 <1
BKRT
Mercer Bokert Buckman & Reid 1,000 7 <1 - - - 1,000 11 <1

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