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Friday, May 17, 2013 11:35:41 PM
P — Open market or private purchase of non-derivative or derivative security
What’s a Form 5? Is this the 5 ??
A Form 5 is generally due to the SEC no later than 45
days after the company’s fiscal year ends and is only
required from an insider when at least one transaction,
because of an exemption or failure to earlier report,
was not reported during the year. For example, some
transactions, such as certain purchases by an insider of
less than $10,000 in a six-month period, don’t have to
be reported on Form 4 when they occur but do have
to be reported on Form 5. The Form 5 filing doesn’t
have to disclose transactions that have been previously
reported. When reporting transactions on Form 5,
insiders use the same transaction codes as when
reporting on Form 4.
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