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10k won't get you off the greys. rule

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lucky,mydog Member Level  Sunday, 05/05/13 04:14:55 PM
Re: VeryHolyGuy post# 7675
Post # of 7742 
10k won't get you off the greys. rule 15c2-11 does. a sponsoring mm has to submit a form 211 for finra approval. no suspended companies in the last 3 years has successfully completed the 211 process.



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