22nd Century Group Inc (XXII)

[sons4]

Can see why the float is so low!

Name of Beneficial Owner Number of
Shares
Beneficially
Owned Percent of Class
Beneficially Owned (1)
Management & Directors
Joseph Pandolfino (2) 7,880,109 19.6 %
Henry Sicignano III (3) 6,170,673 15.8 %
Michael R. Moynihan, Ph.D. (4) 1,631,657 4.2 %
Joseph Alexander Dunn, Ph.D.(5) 251,500 *
James W. Cornell (6) 251,500 *

All directors and executive officers as a group (5 persons) (2)-(6) 16,059,602 38.1 %

Other 5% Owners
Clearwater Partners, LLC (7) 5,265,941 13.3 %
Angelo J. Tomasello (8) 4,542,491 11.5 %
Sabby Volatility Warrant Master Fund, Ltd. (9) 2,500,000 6.1 %
Sabby Heathcare Volatility Master Fund, Ltd. (10) 4,203,858 9.9 %



(1) Based on 38,259,362 shares of common stock issued and outstanding (including outstanding restricted stock), as of March 7, 2013.