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gulf shores man

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gulf shores man

Re: None

Tuesday, 04/09/2013 11:29:25 AM

Tuesday, April 09, 2013 11:29:25 AM

Post# of 4147
Mohit Bhansali CRGC/PGLC REP emailed this to me and I sent it on to Schwab Restricted Stock dept.
"You will need to sell the stock in order to remove the restriction -- your broker can assist you with that. Once a sale has taken place, you will need to obtain the following documents to be sent to the transfer agent:


1) Broker rep letter
2) Seller rep letter (a form is attached)
3) Front/back copy of the stock certificate
4) Legal opinion (the fee is $200 for the opinion and it is rendered by the company's legal counsel) "
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