Frogads Inc (fka FROG)

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Thank you for the lead. But the TA is on the SEC unregistered entity page. Ouch, illegal transfer agent, arrested CEO, and attorney that has been regularly disbarred.

This is the company to invest in. Run out and load the boat with all these illegal individuals. Cannot wait for the stock to go to 1 trillion per share.

West coast stock transfer, does anyone have real shares? It is a matter of time before DTCC makes this stock ineligible for transfer. This is probably the most grotesque stock ever.

Unregistered Soliciting Entities
ALERTS, boiler room scam, business alert, CONSUMER ALERT, FINANCE ~ INVESTMENTS, FRAUD ALERT, SCAM ALERT, SEC alert October 23, 2012 Leave a comment
Boiler Room Financial Investment Firms ~ Unregistered

1st New York Financial Corporation
117 West 79th Street
New York, NY 10024
Phone: [phone]
Fax: [phone]
Website: http://www.1stnewyorkfinancial.com

Accrescent Holdings Inc.
4350 La Jolla Village Drive, 7th Floor
San Diego, CA 92122
Phone: [phone]
Website: None found.

Advance Partners LLC
1122 E Pike Street
Seattle, WA 98122
Fax: [phone]
Website: http://advancepartners.us/

Affinity Group
Rockefeller Center Complex
45 Rockefeller Plaza
New York, NY 10111
Phone: [phone]
Fax: [phone]
Website: http://affinity-group.com/

Alexander Capital Management
155 N. Wacker Drive, Suite 3600
Chicago, IL 60606
Phone: [phone]
Fax: [phone]
Website: http://www.alexander-capital-management.com/

Allen Brothers M&A
2733 Vine St.
Cincinnati, OH 45219
Phone: [phone]
Fax: [phone]

Alliance Group, Inc.
Alliance Insurance Agency
60 Pine Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.alliance-insagt.com/

Alliance Transfer Inc.
503 Fifth Avenue
New York, NY
Website: http://www.alliancetransferinc.com/

Alter Management LLC
220 E. Delaware Avenue
Newark, DE 19711
Phone: [phone]
Fax: [phone]
Website: http://alter-management.com/
(Website said to be under construction, according to notice posted thereon.)

American Financial Group, Inc.
1211 N. Brand Blvd., Suite 220
Glendale, CA 91202
Phone: [phone]
Fax: [phone]
Website: http://www.amfgroupinc.com/

American Taxation Incorporated
Chrysler Building
Level 14 1-2EF
New York, NY 10174
Phone: [phone]
Fax: [phone]
Website: http://www.americantaxation.com/

Andersen Mergers
500 West Putnam Avenue
Greenwich, CT 06830
Website: http://www.andersenmergers.com/

Anoli Capital International, Inc.
5499 North Federal Hwy.
Suite 201/202
Boca Raton, Miami, FL 33431
Phone: [phone]
Fax : [phone]
Website: http://www.anolicap.com/

Apex Stock Transfer Inc.
6147 S. Everett Street
Littleton, CO 80123
Phone: [phone]
Fax: [phone]
Website: http://www.apexstinc.com/

Apex Stock Transfer Inc.
6147 S. Everett Street
Littleton, CO 80123
Phone: [phone]
Fax: [phone]
Website: http://www.apexstinc.com/

Ashley Partners M&A
100 Pearl Street 11th Floor
Hartford, CT 06103
Phone: [phone]
Fax: [phone]
Website: http://www.ashleypartners.com/

Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc.
45 Rockefeller Plaza, Suite 2012
New York, NY 10111
Phone: [phone]
Fax: [phone]
Website: http://asiapacificgroup.com/

Asprey Associates
646 W. 131st Street
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.asprey-associates.com/

Asset Recovery Solutions
One Penn Plaza, Level 6
242 West 34th Street
New York, NY 10119
Phone: [phone]
Fax: [phone]
Website: http://www.arsu.eu/

Asset Trust Management, LLC
110 Chauncy Street
Boston, MA
Website: http://www.assettm.com/

Association of Securities Transfer Companies (ASTC)
40 Wall Street
New York, NY 10005
Email: [e-mail]
Website: http://www.astcweb.com/

Atlantic Capital Trust Management, LLC
1490 Arch Street, 8th Floor
Philadelphia, PA 19102
Phone: [phone]
Fax: [phone]
Website: http://www.atlanticct.com

Bainbridge Management
999 3rd Avenue
Suite 3800
Seattle, Washington 98101/98104
Phone: [phone]
Fax: [phone]

Banc De Binary
Trump Tower
40 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.bbinary.com/

Baros and Ronaldo Associates
Melbourne Tower, Suite 7061
1511 Third Avenue
Seattle, WA 98101
Phone: [phone]
Fax: [phone]
Website: http://barosandronaldoassociates.com/

Bayside Equity Group, Inc.
225 Franklin Street, Suite 1402
Boston, MA 02110
Phone: [phone]
Fax: [phone]
Website: http://baysideequitygroup.com/

Beacon Capital Management Inc.
38 Kings Highway
Hauppauge, NY 11788
Fax: [phone]
Website: http://beaconcapmaninc.com/

Beacon Global Management, Inc.
Tower Executive Suites
10940 Wilshire Blvd., Suite 1500
Los Angeles, CA 90024
Phone: [phone]
Fax: [phone]

Berrscott, Elliott & Associates
260 Madison, East 38th Street, Suite 868 NW
Corner to East 39th Street
New York, NY 10016
Phone: [phone]
Fax: [phone]
Website: http://www.berrscottelliott.com/

Benchmark International Trading Group, Inc.
725 15th Street, Northwest, Suite 502
Washington DC 20005
Website: http://www.bitgi.com/ (no longer online)

Benson Hill Advisors
435 Lexington Avenue, Suite 2675
New York, NY 10170
Phone: [phone]
Fax: [phone]
Website: http://www.bensonhilladvisors.com

Benton Wells & Associates, LLC
1001 4th Avenue, Suite 2310
Seattle, WA 98104
Phone: [phone]
Fax: [phone]
Website: http://www.bentonwells.com/

Berdon Law Mergers & Acquisitions
CM Building
465 6th Avenue
New York, New York 10011
Phone: [phone]
Fax: [phone]
Website: http://www.berdonlaw.com/

Berger Aron Macey
1240 Peachtree Street NE, Suite 2700
Atlanta, GA 30309
Phone: [phone]
Fax: [phone]

Berkley Liquidation & Administration
1503 Manhattan Ave.
New York, NY 10034
Phone: [phone]
Fax: [phone]
Website: http://www.berkleyliquidation.com/
No US registered securities firm with this name.

Berkshire Financial Management, LLC
100-102 Post Avenue
New York, NY 10034
Phone: [phone]
Fax: [phone]
Website: http://bfmllc.net/
No US registered securities firm with this name.

Best Investors Group, Inc.
77 Arkay Drive
Hauppauge, NY 11788-3700
Phone: [phone]
Fax: [phone]
Website: http://bestinvestorsgrp.com/

Blackwell & Associates
1844 7th Avenue
New York, NY 10026
Phone: [phone]
Fax: [phone]
Website: http://www.blackwellassociates.us/

No US registered securities firm with this name.
Blue Bayou Prospect Management
1622 Mason Street, Houston Texas, 77019 USA
Direct: 281-220-6722
Phone: [phone]
Fax: [phone]
Website: http://www.bbprospect.com

No US registered securities firm with this name.
Boesch Haufmann Asset Management, Inc.
Phone: [phone]
Website: http://www.boeschhaufmann.com/
No US registered securities firm with this name.

Boston Capital Management Inc.
Regus Business Center
75 Arlington Street
Boston, MA 02116
Phone: [phone]
Fax: [phone]
Website: http://bostoncmi.us/
No US registered securities firm with this name.

Boston Management & Research
211 Congress Street
Boston, MA
Website: http://www.bostonmgt.com

Breakthrough Incorporated
2625 Townsgate Road, Suite 330
Westlake Village, CA 91361
Phone: [phone]
Fax: [phone]
Website: http://www.breakthroughincorp.com
No US registered securities firm with this name.

Bremer Financial Ltd.
Howard Hughes Center
6601 Center Drive, Suite 500
Los Angeles, CA 90045
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Brentwood Capital Ventures
41 E. 11th Street, 11th Floor
New York, NY 10003
Phone: [phone]
Fax: [phone]
Website: http://www.brentwoodcapitalventures.com
No US registered securities firm with this name.

Brookdale West Capital Management
289 Lexington Avenue, 18th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://brookdalewest.com
No US registered securities firm with this name.

Brookstone Group Transfer Agents
48 Wall Street, Suite 1100
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://brookstoneta.com
No US registered securities firm with this name.

C&O Fund Distributor, Inc.
Commerce Bank Building, 2nd Floor
276 5th Avenue
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://cofunddistributor.com

Cambridge Equity Corporation
1330 Avenue of the Americas
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.cambridgeequitycorp.com/

Cameron McDonald & Co.
625 4th Ave. S.
Minneapolis, MN 55415
Phone: [phone]
Fax: [phone]

Cameron Poe & Associates Inc.
800 North Shoreline Blvd.
One Shoreline Plaza – South Tower
Corpus Christi, TX 78401
Phone: [phone]
Fax: [phone]
Website: http://cameronpoe.com/

Capgemini Law Mergers & Acquisitions
153 East 53rd Street
New York City, NY 10011
Phone: [phone]
Fax: [phone]
Website: http://www.capgemini-law.com/ (Suspended)

Capital Advisory Partners New York
50 Broadway, Suite 2300
New York, NY 10004
Phone: [phone]
E-mail: [e-mail]
Website: http://www.capnyc.net/

Capital One Management Inc.
Maine Business Center
415 Congress Street, Suite 102
Portland, ME 04101
Phone: [phone]
Fax: [phone]
Website: http://www.caponemgt.com/

Capital Securities International
383 Madison Avenue
New York, NY 10179
Phone: [phone]
Fax: [phone]
Website: http://capsecinternational.com
No US registered securities firm with this name

Capital Transfer Consolidated
410 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://capitalconsolidated.com
No US registered securities firm with this name.

Capital Trust Management, LLC
2559 Washington Road, #520
Pittsburgh, PA 15241
Website: http://www.capitaltm.us
No US registered securities firm with this name.

Cartwright & Keating, Inc.
Sun Trust Plaza, Suite 2410
230 Peachtree Street
Atlanta, GA 30303
Phone: [phone]
Fax: [phone]
Website: http://www.cartwrightandkeating.com
No US registered securities firm with this name.
The entity is also soliciting under the name Dai-ichi Securities using the clone website http://www.dai-ichi-securities.com.

Cartwright Financial
Liberty Plaza, Manhattan
New York, NY 10006
Website: http://www.cartwright-financial.com
No US registered securities firm with this name.

Caspian Trading, Inc., a.k.a. Caspian Investments
184 Fisher Avenue
Boston, MA 02120
Phone: [phone]

8528 Maltby Court
Plano, TX 75024
Phone: [phone]
Website: http://www.fixed-investments.com/
No US registered securities firm with this name.

Centrade Management Corp.
440 W. 33rd Street
New York, NY 10001
Phone: [phone]
Fax: [phone]
Website: http://centrademgt.com
No US registered securities firm with this name.

Century Management Division, Inc.
23351 Ford Rd.
Dearborn, MI 48128
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Chadwick & Co.
111 W Monroe Street
Phoenix, AZ 85003
Phone: [phone]
Fax: [phone]
Website: http://chadwick-co.com
No US registered securities firm with this name.

Charlton Hayfield and Company
30 E. Broad St.
Columbus, OH 43215
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

CIG LLC, a.k.a. Commerce Investments Group LLC
One Liberty Plaza
165 Broadway, Suite 3601
New York, NY 10006
Phone: [phone]
Fax: [phone]
Website: http://www.cigllc.us
No US registered securities firm with this name.

CitiWealth Asset Management
345 Hudson Street
New York, NY 10014
Phone: [phone], x 23342
Fax: [phone]
Website: http://www.cspplc.net
No US registered securities firm with this name.

City Capital Mergers & Acquisitions
6990 W. Cedar Ave.
Lakewood, CO 80226
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Clarkson Black Associates
P.O. Box 72514
Seattle, WA 97181
Phone: [phone]
Fax: [phone]
Website: http://www.clarksonblack.com (The website is no longer accessible.)
No US registered securities firm with this name.
Purports to have been succeeded by Maddisson Jardine Associates.

Clarus Capital Group Management
237 Park Avenue, Suite 900
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://claruscapgrp.com
No US registered securities firm with this name.

Clayton Capital Ventures, Inc.
304 Park Avenue South, 9th Floor
New York, NY 10010
Website: http://www.claytoncapventures.com
No US registered securities firm with this name.

Colby Mergers
61 Forsyth St. SW
Atlanta, GA 30303
Phone: [phone]
Fax: [phone]
Website: http://colbymergers.com
No US registered securities firm with this name.

Coleman Brothers
1800 Grant Street
Denver, CO 80203
Phone: [phone]
Fax: [phone]

Coleman, Peterson & Associates
1642 Dr. Martin Luther King Drive, Suite 1201
St. Louis, MO 63106
Phone: [phone]
Fax: [phone]
Website: http://www.cpa-advisory.com
No US registered securities firm with this name.

Collett Quinlan M&A
50 Hurt Plaza, SE
Atlanta, GA 30303
Phone: [phone]
Fax: [phone]

Colonial Square Acquisition LLC
4000 Jordan Road
Troy, NY 12180
Phone: [phone]
Fax: [phone]
Website: http://csacquisition.com/

Colonial Square Acquisition LLC
4000 Jordan Road
Troy, NY 12180
Phone: [phone]
Fax: [phone]
Website: http://csacquisition.com/

Coltin Securities LLC
415 Madison Avenue
New York, NY 10017
Website: http://coltinsecurities.com/

Connelly Peterson Ltd.
200 West Madison Street
P.O. Box 57680
Chicago, IL 60606
Phone: [phone]
Fax: [phone]
Website: http://connellypeterson.com
No US registered securities firm with this name.

Coreen Bradford Insurance
153 E. Wacker Drive
Chicago, IL 60601
Phone: [phone]
Website: http://coreenbradfordinsurance.com/
No US registered securities firm with this name.

Continental American Group
Columbia Tower
701 Fifth Avenue, 68th Floor
Seattle, WA 98104-5119
Phone: [phone]
Fax: Upon request.
Website: http://www.continental-american.com/
No US registered securities firm with this name.

Corporate Mergers & Acquisition Group
535 Madison Avenue, Suite 300
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://corporatemagroup.com/
No US registered securities firm with this name.

Crawford Clarke M&A
305 W. Washington St.
Phoenix, AZ 85003
Phone: [phone]
Fax: [phone]
Website: http://www.crawfordcma.com/
No US registered securities firm with this name.
Investor solicitations employ “Securities Validation Authority,”
an entity which is believed to be fictitious.

Cromwell and Goodwin
221 E 18th Street, #1
New York, NY 10003-3620
Phone: [phone]
Fax: [phone]
Website: http://www.cromwellgoodwin.com
No US registered securities firm with this name.

Crown Will Escrow and Clearing
1258 H Street, NW
Washington, DC 20005
Fax: [phone]
Website: http://www.crownwillescrowandclearing.com
No US registered securities firm with this name.

CSA Financial Group
44 Wall Street, 4th Floor
New York, NY 10005
Website: http://csamarkets.com
No US registered securities firm with this name.

Cunningham, Austin, Wheeler & Associates
P.O. Box 78254
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://www.cunninghamaustinwheeler.com
No US registered securities firm with this name.

Danford Capital Group
Suite 2403
Wall Street Center
15 Wall St.
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.danfordcapitalgrp.com

David W. Jones, Attorney at Law
Three Allen Center, Suite 1406
333 Clay Street
Houston, TX 77002
Phone: [phone]
Fax: [phone]
Website: http://davidwjoneslaw.com/

Davis & Rudell LLC
Liberty Street, Financial District
New York, NY 10006
Fax: [phone]
Website: http://www.davis-rudell.com
No US registered securities firm with this name.

Delta West Financial Management
1553 4th Avenue, #600
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.deltawestfinancialmgt.com
No US registered securities firm with this name.

Dempsey Bingham
P.O. Box 94218
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://dempseybingham.com
No US registered securities firm with this name.

Diversified Portfolio Management Invest, a.k.a. DPM Invest
Carnegie Hall Tower, Unit 177
152 West 57th Street
New York City, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.dpminvest.com
No US registered securities firm with this name.

Drexel Lambert Mergers and Acquisitions
1221 Avenue of the Americas
New York, NY 10020
Phone: [phone]
Fax: [phone]
Website: http://www.drexellambertmergersandacquisitions.com/

Duke & Bremmer Law Firm LP
1401 Sawgrass Mills, Suites 101-103
Ft. Lauderdale, FL 33323
Phone: [phone]
Website: http://duke-bremmer.com/ (The website is no longer
accessible.)
No US registered securities firm with this name.

Duke Smythe Associates
P.O. Box 35178
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://www.dukesmythe.com
No US registered securities firm with this name.

Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm
256E Broadway, Suite 654
New York, NY 10038
Phone: [phone]
Fax: [phone]
Website: http://www.eastonconsultancy.com
No US registered securities firm with this name.

Edison Transfer Agency
300 Madison Avenue, Suite 815
Toledo, OH 43601
Phone: [phone]
Fax: [phone]
Website: http://edisontransfer.com
No US registered securities firm with this name.

Empire Financial Management Incorporated
115 NW 198th Street
Miami, FL
Phone: [phone]
Fax: [phone]
Website: http://www.empirefinanceinc.com
No US registered securities firm with this name.

The Equity Exchange Group Portfolio Management (Limited)
1 Federal Street, Floor 28
Boston, MA 02108
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Equity Law Group
2634 NE 9th Avenue, Suite 849
Cape Coral, FL 33909
Phone: [phone]
Website: http://www.equitylawgroup.net
No US registered securities firm with this name.

Equity Trust Management, LLC
1 Boylston Street
Boston, MA 02116
Phone: [phone]
Website: http://www.equitytm.com
No US registered securities firm with this name.

Fairchild Holdings & Advisory Firm Corporation
245 Park Avenue , 24th Floor
New York, NY 10167
Phone: [phone]
Fax: [phone]
Website: http://fairchildholdings.net
No US registered securities firm with this name.

Farrel, Thornton, Lloyd & Brown
2000 Market Street, Suite 2122
Philadelphia, PA 19103
Phone: [phone]
Fax: [phone]
Website: http://www.ftlbpa.com/
No US registered securities firm with this name.

FCM Advisory Services, Inc.
910 Fannin Street, Suite 1529
Houston, TX 77002
Phone: [phone]
Fax: [phone]
Website: http://www.fcm-advisory.com/
No US registered securities firm with this name.

Federal Capital, Inc.
459 Columbus Avenue
New York, NY 10024
Phone: [phone]
Fax: [phone]
Website: http://www.federalcap.us
No US registered securities firm with this name.

Federal Equities Corporation
51 Madison Avenue
New York, NY 1001
Phone: [phone]
Fax: [phone]
Website: http://federalequitiescorp.com/
No US registered securities firm with this name.

Ferguson Hathaway Consulting, Ltd./FH Consulting
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.
FinAllianz
W. 50th St., Rockefeller Plaza
New York, NY 10019
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Financial Asset Management, Inc.
1269 Avenue of the Americas
New York, NY 10019
Phone: [phone]
Website: http://www.finamgtinc.com (The website is no longer accessible.)

Financial Soultions (sic)
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 10006
Phone: [phone]
Fax: [phone]
Website: http://www.financialsoultions.com/

No US registered securities firm with this name.
This soliciting entity’s website has the same contact details as JSM Financial’s.
FinSolve Inc.
90 Park Avenue, 17th Floor
New York, NY 10016
Fax: [phone]
Website: http://www.fin-solve.com/

No US registered securities firm with this name.
FinTrade Advisors Inc.
1285 6th Avenue, 32nd Floor
New York, NY 10019
Fax: [phone]
Website: http://www.fintradeadvisors.com/

No US registered securities firm with this name.
First Financial Management
255 W. 36th Street
New York, NY 10018-7798
Phone: [phone]
Fax: [phone]
Website: http://firstfinancialmgmt.com
No US registered securities firm with this name.

First Independent Accounting & Management Services Inc.
1100 Superior Avenue
P.O. Box 5740
Cleveland, OH 44114
Phone: [phone]
Fax: [phone]
Website: http://fiams.com
No US registered securities firm with this name.

First Liberty Transfer Agency, LLC
1101 Pennsylvania Avenue
Washington, DC 20004
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

First National Reliance Inc.
300 Fifth Avenue
New York, NY 10001
Phone: [phone]
Website: http://www.firstnationalreliance.com
No US registered securities firm with this name.

First National Stock Transfer Inc.
77 E. Missouri Avenue, Suite 71
Phoenix, AZ 85012
Mailing Address:
5555 N. 7th Street, Suite 134-238
Phoenix, AZ 85014
Phone: [phone]
Fax: [phone]
Website: http://www.fnsti.com/

First Prime Corporations, a.k.a. First Prime Corp.
201 Varick Street, 10th Floor
New York, NY 10014
Phone: [phone]
Fax: [phone]
Website: http://www.firstprimecorp.com
(This domain name is suspended.)

Frazer White Group
1600 Broadway
Denver, CO 80202
Phone: [phone]
Fax: [phone]
Website: http://www.fwgma.com/

Gardner Financial Trading
White Plains Plaza
445 Hamilton Avenue, Suite 1107
White Plains, NY 10601
Phone: [phone]
Fax: [phone]
Website: http://gfinancetrading.com

Garrett Hopkins Associates
P.O. Box 42861
Seattle, WA 98381
Website: http://garretthopkins.com
No US registered securities firm with this name.

Gemini M&A
999 Peachtree St., NE
Atlanta, GA 30309
Phone: [phone]
Fax: [phone]
Website: http://www.geminima.com
No US registered securities firm with this name.

Glendale Management Group
330 Madison Avenue, 6th Floor
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.glendalemgt.com
No US registered securities firm with this name.

Global Alliance Insurance Company
226 W. Washington Street
Chicago, IL
Phone: [phone]
Fax: [phone]
Website: http://www.globalallianceinsurance.us
No US registered securities firm with this name.

Global Asset Management Inc.
New York, NY 10003
Website: http://globalassetmanagementinc.net
No US registered securities firm with this name.

Global Capital Group Mergers & Acquisitions
731 Lexington Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://globalmergersacquisitions.com
No US registered securities firm with this name.

Global Capital Management, Inc.
1681 Pines Street, Corner South 17th Street
Philadelphia, PA
Phone: [phone]
Fax: [phone]
Website: http://globalcapmgt.com

Global Financial Corp. Worldwide, a.k.a. GFC Worldwide
100 Washington Avenue North, Suite 1319
Minneapolis, MN 55401

632 Broadway, Suite 407
New York, NY 10012
Phone: [phone]
Fax: [phone]
Website: http://gfcworldwide.com/

No US registered securities firm with this name.
Global Re-Insurance Services
Website: http://globalreinsuranceservices.com
No US registered securities firm with this name.

Global Direct Financial Inc.
Aura Executive Center
695 Central Avenue, Suite 110
St. Petersburg, FL 33701
Phone: [phone]

Head Office
93 Pearl Street
New York, NY 10004
Phone: [phone]

No US registered securities firm with this name.
Global Quest Consultancy Services, Inc.
900 11th NW, Corner New York Avenue NW
Washington D.C. 20001
Phone: [phone]
Fax: [phone]
Website: http://globalquestservices.com
No US registered securities firm with this name.

Global Quest Emerging Fund LP
One Whitehall Street, 15th Floor
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.gqemerging.com

GMA Advisory Services, Inc.
1501 South Clinton Street, Suite 506
Baltimore, MD 21244
Tel: [phone]
Fax: [phone]
Website: http://www.gmaadvisory.com/ (domain expired 4/2/08)
No US registered securities firm with this name.

Golden Medallion Trading
Stanford Corporate Center
14001 N. Dallas Parkway, Suite 1400
Dallas, TX 75240
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Goodwin William Inc.
44 West 32nd Street
New York, NY 10002
Phone: [phone]
Fax: [phone]
Website: http://www.goodwinwilliam.com/
No US registered securities firm with this name.

Gordon Group Services
129 West 29th Street, 12th Floor
New York, NY 10001
Phone: [phone]
Fax: [phone]
Website: http://gordongroupservices.com
No US registered securities firm with this name.

Grant Group LLC
1120 Broadway, 22nd Floor
New York, NY 10010
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Greentree Financial Advisors
2408 Richmond Road
Staten Island, NY 10306
Fax: [phone]
Website: http://www.greentree-financial-advisors.us/

Greyson Consulting Group
40 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.greysonconsultinggroup.com
No US registered securities firm with this name.

Greystone Asset Management
780 Third Ave, 43rd Floor
New York, NY 10017
Fax: [phone]
Website: http://www.greystoneassetmanagement.com

Griffin Mergers and Acquisitions
8th Street and Nicollet Mall, Downtown
Minneapolis, MN 55402-8773
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Gruber and Green, Inc.
311 Florence Avenue, 24th Floor, Suite 12
Evanston, Chicago, IL 60202
Phone: [phone]
Fax: [phone]
Website: http://www.gruberandgreeninc.com/
(The website is no longer accessible.)
No US registered securities firm with this name.

GS Global Asset Management LLC
488 Madison Avenue, 8th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.gsgamgt.com

Guardian Creative Tax Planners
New York Times Building
200 Park Avenue
New York, NY 10166
Phone: [phone]
Website: http://www.guardian-inter.com
No US registered securities firm with this name.

Guardian International
New York Times Building
620 Eighth Avenue
New York, NY 10018
Phone: [phone]
Website: http://guardian-inter.com
No US registered securities firm with this name.

Gultsara Trading Ltd.
701 Madison Street
Seattle, WA 98104
Website: http://gultsara.com
No US registered securities firm with this name.

Hampton Capital Management
71 Stevenson Street, Suite 400
San Francisco, CA 94105
Phone: [phone] (inoperative)
Fax: [phone]
No US registered securities firm with this name.

Hanworth Weir Ltd.
Chicago Board of Trade Building
Suite 1497 LV14
141 West Jackson BV (sic)
Chicago, IL

Harbor Light Securities Inc.
1093 Deep Woods Drive
Marion, NC 28752
Phone: [phone]
Fax: [phone]
Website: http://harborlightsecinc.com

Harris James Associates
80 Broad Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.harrisjamesassociates.com
No US registered securities firm with this name.

Hedges Mergers & Acquisitions
1400 Broadway
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.hmaworld.com
(Not accessible)
No US registered securities firm with this name.

Heinz Hokkaido International
1585 Broadway
New York, NY 10016
Website: http://www.heinzhokkaido.net
No US registered securities firm with this name.

Hobdell and Williamson
2496 Sand Hill Road, Suite 132
Menlo Park, CA 94025
Phone: [phone]
Fax: [phone]
Website: http://www.hobdellwilliamson.com/hobdellwilliamson.htm
No US registered securities firm with this name.

Hogan, Case & Polk
P.O. Box 87219
Seattle, WA, 97132
Phone: [phone]
Fax: [phone]
Website: http://hogancasepolk.com
No US registered securities firm with this name.

Hopewood and Company
413 4th Ave. S.
Columbus, MS 39701
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Howell and Johnson Associates
1422 Euclid Ave.
Cleveland, OH 44115
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.
Website shows different phone numbers, with Atlanta area codes,
from those used in solicitation materials.

IDA Consultancy
199111 32nd Road
Flushing, NY 11358
Phone: [phone]
Fax: [phone]
Website: http://www.idaconsultancy.com
No US registered securities firm with this name.

Impact Finance
225 Franklin Street, 26th floor
Boston, MA 02110
Phone: [phone]
Fax: [phone]
Website: http://www.impactfinance.net
No US registered securities firm with this name.

Imperial Quest Ventures, Ltd.
The Hancock Center
875 N Michigan Avenue, Suite 2600
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.
Claims to be recognized by the SEC and the U.S. Federal Trade Commission.
Neither the SEC nor the Federal Trade Commission has endorsed this entity.

Institutional Equity Partners
200 West Street
New York, NY 10282
Phone: [phone]
Fax: [phone]
Website: http://iepnet.com/
No US registered securities firm with this name.

Interactive Taxation Consultants
Samson Building
Level 8-22G
501 Fifth Avenue
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.taxationconsultants.com/
No US registered securities firm

Investors Advisory Services, LLC
857 3rd Avenue, 18th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://investorsadvisorysvcsllc.com/

Itaxation Corporation Ltd.
Equitable Building, Level 11
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.itaxation.com/
No US registered securities firm with this name.

J. Rowan Associates
230 Peachtree St.
NW Atlanta, GA 30303
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

JD Trading
1300 Connecticut Avenue NW
Suite 2010-2011
Washington, DC 20036
Phone: [phone]
Fax: [phone]
Website: http://www.jdtrading.us/
No US registered securities firm with this name.

Jackson Bernstein Associates
P.O. Box 39762
Seattle, WA 97126-1428
Phone: [phone]
Fax: [phone]
Website: http://www.jacksonbernstein.com/
No US registered securities firm with this name.

Jacob Stuart & Knight Inc.
255 West 36th Street, Suite 700
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.jstuart-knight.com/
No US registered securities firm with this name.

Jacobson Group
357 West 58th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.jacobsongroup.net/
No US registered securities firm with this name.

Janco Lazard Transfer Company
30 Rockefeller Plaza, 57th Floor
New York, NY 10112-6300
Phone: [phone]
Website: http://jancolazardtransfer.com/
No US registered securities firm with this name.

Jefferson Clark Associates
PO Box 58389
Seattle, WA 98138-1386
Phone: [phone]
Fax: [phone]
Website: http://www.jeffersonclark.com/
No US registered securities firm with this name.

JSM Financial
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 1006
Phone: [phone]
Fax: [phone]
Website: http://jsmfinancial.com/
No US registered securities firm with this name.
This soliciting entity’s website has the same contact details as Financial Soultions’ (sic).

Kennedy, Anderson & Lang
60 E. 42nd St., Suite 1516
New York, NY 10165
Phone: [phone]
Fax: [phone]
Website (now offline): http://kal-ny.com/
No US registered securities firm with this name.

Kensington Advisory & Investment Group
350 Fifth Avenue, Suite 5620
New York, NY 10118
Phone: [phone]
Fax: [phone]
Website: http://kensingtonaig.com/

Keswick Group
154 Exchange Boulevard, Suite 108
Rochester, NY 14614-2108
Phone: [phone]
Fax: [phone]
Website: http://keswickgrp.com/ (according to its Internet service provider,
this domain name expired on November 11, 2010)
No US registered securities firm with this name.

Kipling Mercer & Co. LLC
1410 Fourth Avenue
Seattle, WA 98101
Phone: [phone]
Website: http://www.kiplingmercer.com/
No US registered securities firm with this name.

Kirkland Gray Acquisitions
500 North Michigan Avenue
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://www.kirklandgray.com/
No US registered securities firm with this name.

Kobe Asset Management
One Oxford Centre, 301 Grant Street, Suite 2100
Pittsburgh, PA 15219
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Kravitz Roth, Ltd.
347 N. Rodeo Drive
Beverly Hills, CA 90210
Phone: [phone]
Fax: [phone]
Website: http://www.kravitzroth.com/ (domain expired 4/16/08)
No US registered securities firm with this name.

Krust Global Financials
209 East 65th Street
New York, NY 10065-4451
Phone: [phone]
Fax: [phone].
Website: http://www.krustglobalfinancials.com/
No US registered securities firm with this name.

Lambert McMillan Corporation
80 S 8th Street
Ids Center & Crystal Court Building, 8th Floor Minneapolis, MN 55402
Phone: [phone]
Fax: [phone]
Website: http://www.lambertmcmillan.com/
No US registered securities firm with this name.

Landmark M&A, Inc.
445 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Legal Management Consultants
1285 Avenue of the Americas, Suite 219
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.stocksfraud.info/
No US registered securities firm with this name.

Legal Recovery Consultants
206 NW 2nd Ave, Suite 933
Miami, FL 33130
Phone: [phone]
Fax: [phone]
Website: http://www.legalrecoveryconsultants.com/
No US registered securities firm with this name.

Legg and Berman Acquisitions Management
The Mercantile Exchange
30 South Wacker Drive, 22/F Suite 228-230
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://leggandberman.com/
No US registered securities firm with this name.

Liberty Transfer Co.
Washington, DC 20004
Phone: [phone]
Website: http://www.liberty-transfer.net/

Lincoln & Rutherford Trust Management
118 East Main Street
Newark, DE 19702
Also: P.O. Box 1059
Phone: [phone]
Fax: [phone]
Website: http://lincolnrutherford.com/
No US registered securities firm with this name.

Lincoln Trust Transfer Agency LLC
9727 Highway 12W
Rochester, WA 98579
Phone: [phone]
Fax: [phone]
Website: http://www.lincolntrustta.com/
No US registered securities firm with this name.

Lindenberg Asset Management
One Market Street, Spear Tower, 33th Floor
San Francisco, CA 94105
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Litmus Capital Management Group LLC
1325 Avenue of the Americas
New York, NY 10019-6026
Phone: [phone]
Fax: [phone]
Website: http://litmuscmg.com/

Livingston Mergers & Acquisitions
110 West C Street, Suite 1150
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.livingstonma.com/
No US registered securities firm with this name.
Investor solicitations employ “Central Equities Administrators,” an entity which is believed to be fictitious.

Lloyd Brown Investments, Inc.
Hancock Center
875 N. Michigan Ave., Suite 3100
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Lloyds & Lambert Capital Ventures Inc.
84 Chambers Street, 57th Floor
New York, NY 10007
Phone: [phone]
Fax: [phone]
Website: http://lloyds-lambert.com/
No US registered securities firm with this name.

Lloyd Morgan Company
44 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://llomor.com/
(The website is not accessible.)
No US registered securities firm with this name.

Lombard Grand Financials
53 5th Avenue, #600
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://lombardgrandfinancials.com/
No US registered securities firm with this name.

Lynx Mackenzie, Inc.
415 Madison Avenue
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.lynxmackenzie.com/
No US registered securities firm with this name.

Madden Group Inc. (MGI)
Rand Building
14 Lafayette Square, Suite 1408
Buffalo, NY 14203
Phone: [phone]
Fax: [phone]
Website: http://www.maddengroupinc.com/
No US registered securities firm with this name.

Macallaster Pitfield Mackay Inc.
30 Broad Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.malpminc.com/ (The website is no longer accessible.)

Maddisson Jardine Associates
P.O. Box 41953
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://www.maddissonjardinegroup.com/ (A former website used by this entity, http://www.maddissonjardine.com/, is no longer accessible.)
No US registered securities firm with this name.

Madison Avenue Mergers & Acquisitions
867 Madison Avenue
New York, NY 17404
Phone: [phone]
Website: http://madison-avema.com/
No US registered securities firm with this name.

Maitland Bell & Co.
2201 E. Camelback Rd.
Phoenix, AZ 85016
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Manhasset Capital Management Group
150 East 58th Street, Floor 20
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://manhassetcmg.com

Manhattan Acquisition Corp.
126 East 56th Street, 29th Floor
New York, NY 10022
Phone: [phone]
Website: http://manhattanacquisitioncorp.com/

Manning Capital Inc.
384-386 Greenwich St.
New York, NY 10013
Phone: [phone]
Fax: [phone]
Website: http://www.manningcap.us/

No US registered securities firm with this name.

Mannix M&A
402 W Broadway
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.mannixma.com/
No US registered securities firm with this name.
Investor solicitations employ “Securities Litigation Committee,”
an entity which is believed to be fictitious.

Marcus & Company Inc.
174 Pearl Street, 47th Floor
New York, NY 10005
Phone: [phone]
Website: http://marcusandcomp.com/
(The website is no longer accessible.)
No US registered securities firm with this name.

Marshall Security & Transfer Inc.
14th floor, 50 Broad Street
New York, NY 10004
No US registered securities firm with this name.

Mathisen Financial
1 State Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://mathisenfinancial.com/
No US registered securities firm with this name.

MBC Finance Group
307 Broadway
New York, NY 10048
Phone: [phone]
Fax: [phone]

http://mbcfinancegroup.com/

No US registered securities firm with this name.

McCarthy & Bennett M&A
1645 Court Place
Denver, CO 80202
Phone: [phone]
Fax: [phone]
Website: http://www.mccarthyma.com/
No US registered securities firm with this name.

Mclintock Greer
117 West 57th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://mclintockgreer.com/
No US registered securities firm with this name.

McMillan Consulting
575 Lexington Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.mcmillanconsult.com/
No US registered securities firm with this name.

Melrose & Greystone
255 West 36th Street
New York, NY 10018-7555
Phone: [phone]
Fax: [phone]
Website: http://www.melroseandgreystone.com/
No US registered securities firm with this name.

Metcap Securities
405 Lexington Avenue, 39th Floor
New York, NY 10174
Phone: [phone] (documents), 646-701-7095 (website)
Fax: [phone]
Website: http://www.metcapsecurities.com

Miller & Parker Consulting Group
750 Third Avenue
12th Floor East 46th Street
Corner to East 47th
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.millerparkergroup.com/
No US registered securities firm with this name.

Miller & Ross
Lexington Avenue, Manhattan-Midtown
Turtle Bay, NY 10107
Fax: [phone]
No US registered securities firm with this name.

Minor Group Incorporated
15 E 57th Street
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.minorgroupinc.com/
No US registered securities firm with this name.

MIT Associates Incorporated
One Liberty Plaza
Columbia Center
701 Fifth Avenue
Seattle, WA 98104
Phone: [phone]
Fax: [phone]
Website: http://mitassociates.org/

Morgan Investment Management
12520 High Bluff Drive
San Diego, CA 92130
Phone: [phone]
Fax: [phone]
Website: http://morganim.com/

Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
One Liberty Plaza, Suite 3620
165 Broadway
New York, NY 1006 (sic)
Phone: [phone]
Fax: [phone]
Website: http://www.morrisonassociates.us/
No US registered securities firm with this name.

Morisson Ventures Inc.
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://morissonventures.com/ (Not accessible)
No US registered securities firm with this name.

NBI Energy
1370 Avenue of Americas, 24th Floor
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.nbienergy.com/ (The website is no longer accessible.)

NT Financial Services
808 Broadway, #11
New York, NY 10003
Phone: [phone]
Fax: [phone]
Website: http://www.ntfinancialservices.net/ (The domain is suspended.)
No US registered securities firm with this name.

Nevada Transfer Agent
Reno, NV
Phone: [phone]
Fax: [phone]
Website: http://www.nevadatransferagent.com/
No US registered securities firm with this name.

New Alliance Securities, Inc.
(No address provided.)
Phone: [phone]
Fax: [phone]
Website: http://www.newalliancesecurities.com/

New York Finance Company
405 Lexington Avenue
Chrysler Building
New York, NY 10174
Website: http://newyorkfinanceco.com/
No US registered securities firm with this name.

New York Global Group, Inc.
14 Wall Street, Suite 1225
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://newyorkggi.com/

Norsk Financial
402 W. Broadway, Suite 300
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.norskfinancial.com/
No US registered securities firm with this name.

North Pacific Mergers & Acquisitions
1511 6th Avenue Suite 211
Seattle, WA 98101
Phone: [phone]
Fax: [phone]
Website: http://www.northpacificmergers.com/
No US registered securities firm with this name.

Northern Alliance Group
56 6th St E
Saint Paul, MN 55101
Phone: [phone]
Fax: [phone]
Website: http://www.nalliance-group.com/
No US registered securities firm with this name.
nvestor solicitations employ “International Securities Validation Division,”
an entity which is believed to be fictitious.

NorthPoint M&A Advisors
NorthPoint M&A Advisors LLC
1522E Perkins Ave., Suite D
Sandusky OH, 44870
Phone: [phone]
Fax: [phone]
Website: http://northpointma.com/
No US registered securities firm with this name.

Northwest Mergers and Acquisitions, Inc.
210 SW Morrisson, Suite 601
Portland, OR 97204
Phone: [phone]
Fax: [phone]
Website: http://www.northwestmanda.com/
No US registered securities firm with this name.

Nortia Account Management
Suite 610, One Park Plaza
Irvine, CA 92614
Phone: [phone]
Fax: [phone]
Website: http://www.nortiaam.com/
No US registered securities firm with this name.

NY Finance Ltd.
307 7th Avenue, Suite 306
New York, NY 11215
Phone: [phone]
Fax: [phone]
Website: http://www.nyfinanceltd.com (resolves to: http://wpress.nyfinanceltd.com/)
No US registered securities firm with this name.

O’Coone, McCormack & Button Ltd.
138 Lexington Avenue
New York, NY 10016
Phone: [phone]
Fax: [phone]
Website: http://www.ocmbuttonltd.com/

Obrien & Shepard Inc.
276 North Virginia Avenue,
Unit 803, 8th Floor
Atlantic City, NJ 08401
Phone: [phone]
Fax: [phone]
Website: http://obrienandshepard.com/ (The website is no longer accessible.

PDH Transfers LLC
48 Wall Street, 11th Floor
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.pdhtrans.com
No US registered securities firm with this name.

Pacific American Securities
9191 Town Centre Drive, Suite 406
San Diego, CA 92122
Phone: [phone]
Fax: [phone]
Website: http://www.pacificamericans.net

Paragon Capital Group, Inc.
450 Park Avenue, Suite 2512
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.paragoncapitalgrp.com/

Peter Hamilton Law Firm & Consultancy
2219 8th Avenue
Seattle, WA 98121
Phone: NYC 646-416-9031
Fax: [phone]
Website: http://peterhamiltonconsultancy.com/
No US registered securities firm with this name.

Pinicle Registry
163 Third Avenue, Suite 184
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://pinicleregistry.com/
No US registered securities firm with this name.

Platinum Group International
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.platinumgi.com/
No US registered securities firm with this name.

Pointe Atlantic
1431 S. Howard Avenue
Tampa, FL
Phone: [phone] and 813-387-3305
Website: http://www.pointe-atlantic.com

Premier Consultancy Group (PCG)
1210 Commerce Street, Suite 408
Dallas, TX 75202
Phone: [phone]
Fax: [phone]
Website: http://www.premierconsultancygroup.com/
No US registered securities firm with this name.

Prime Group of Companies
125 Westchester Ave.
White Plains, NY 10601
Phone: [phone]
Fax: [phone]
Website: http://www.primegroupofcompanies.com/
No US registered securities firm with this name.

Prime Solutions, Inc.
100 West 57th Street
New York, NY
Phone: [phone] Fax: [phone]
Fax: [phone] (from website)
Website: http://primesolutions.us
No US registered securities firm with this name.

Progress Investments LLC
701 Brickell Avenue, Suite 2550
Miami, FL
Phone: [phone]
Fax: [phone]
Website: http://progress-investments.com

Qatalyst Partners, L.P.
155 Hamilton Place
New York, NY 10031
Phone: [phone]
Fax: [phone]
Website: http://www.qatalystpartnerslp.com

Quantum Global Equities Inc.
19th Street NW
Washington, DC 20036
Phone: [phone]
Website: http://quantumglobalequitiesinc.com
No US registered securities firm with this name.

Quantum Partners International
Manhattan Business Center, 23rd Floor
410 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.quantumpartnersintl.com
No US registered securities firm with this name.

Quantum Reliance Group
12450 East Imperial Highway, Suite 140
Norwalk, CA 90650
Phone: [phone]
Website: http://qrgonline.com
No US registered securities firm with this name.

Rayburn Watson & Associates
601 Union Street, Floor 15
Seattle, WA 98101
Phone: [phone]
Website: http://rayburnwatson.com
No US registered securities firm with this name.

Ridley Steed & Cabot
Two Liberty Place
2312/1601 Chestnut Street
Philadelphia, PA 19102
Phone: [phone]
Fax: [phone]
Website: http://rsc-global.com/
No US registered securities firm with this name.

Robbins, McCaully, Appleby LLC
100 North Stone Avenue, Suite 402
Tucson, AZ 85701
Phone: [phone]
Fax: [phone]
Website: http://rmappleby.com/



International Mergers
City Spire Center, Level 4, 150 & 156
West 56th Street
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://mergers-intl.com/

No US registered securities firm with this name.

Investors Advisory Services, LLC
857 3rd Avenue, 18th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://investorsadvisorysvcsllc.com/

Investor Advisory Services, LLC, New York, NY is impersonating a genuine entity with the same name located in Brentwood, Tennessee.
The impersonator has NO connection with, and is not to be confused with, the genuine entity Investors Advisory Services, LLC (CRD Number: 47083; SEC Number: 8-51662), which has the following mailing address: 100 Winners Circle, Suite 400, Brentwood, TN 37027. The SEC’s EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity.

Itaxation Corporation Ltd.
Equitable Building, Level 11
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.itaxation.com/

No US registered securities firm with this name.

J. Rowan Associates
230 Peachtree St.
NW Atlanta, GA 30303
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

JD Trading
1300 Connecticut Avenue NW
Suite 2010-2011
Washington, DC 20036
Phone: [phone]
Fax: [phone]
Website: http://www.jdtrading.us/

No US registered securities firm with this name.

Jackson Bernstein Associates
P.O. Box 39762
Seattle, WA 97126-1428
Phone: [phone]
Fax: [phone]
Website: http://www.jacksonbernstein.com/

No US registered securities firm with this name.

Jacob Stuart & Knight Inc.
255 West 36th Street, Suite 700
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.jstuart-knight.com/

No US registered securities firm with this name.

Jacobson Group
357 West 58th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.jacobsongroup.net/

No US registered securities firm with this name.

Janco Lazard Transfer Company
30 Rockefeller Plaza, 57th Floor
New York, NY 10112-6300
Phone: [phone]
Website: http://jancolazardtransfer.com/

No US registered securities firm with this name.

Jefferson Clark Associates
PO Box 58389
Seattle, WA 98138-1386
Phone: [phone]
Fax: [phone]
Website: http://www.jeffersonclark.com/

No US registered securities firm with this name.

JSM Financial
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 1006
Phone: [phone]
Fax: [phone]
Website: http://jsmfinancial.com/

No US registered securities firm with this name.
This soliciting entity’s website has the same contact details as Financial Soultions’ (sic).

Kennedy, Anderson & Lang
60 E. 42nd St., Suite 1516
New York, NY 10165
Phone: [phone]
Fax: [phone]
Website (now offline): http://kal-ny.com/

No US registered securities firm with this name.

Kensington Advisory & Investment Group
350 Fifth Avenue, Suite 5620
New York, NY 10118
Phone: [phone]
Fax: [phone]
Website: http://kensingtonaig.com/

No US registered securities firm with this name.
Kensington Advisory & Investment Group is impersonating a formerly registered broker-dealer firm named Kensington Advisory and Investment Group LLC (CRD Number: 47739; SEC Number: 8-51888). The genuine Kensington Advisory and Investment Group LLC had its registration with the SEC terminated on February 18, 2003 and is defunct.

Keswick Group
154 Exchange Boulevard, Suite 108
Rochester, NY 14614-2108
Phone: [phone]
Fax: [phone]
Website: http://keswickgrp.com/ (according to its Internet service provider, this domain name expired on November 11, 2010)

No US registered securities firm with this name.

Kipling Mercer & Co. LLC
1410 Fourth Avenue
Seattle, WA 98101
Phone: [phone]
Website: http://www.kiplingmercer.com/

No US registered securities firm with this name.

Kirkland Gray Acquisitions
500 North Michigan Avenue
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://www.kirklandgray.com/

No US registered securities firm with this name.

Kobe Asset Management
One Oxford Centre, 301 Grant Street, Suite 2100
Pittsburgh, PA 15219
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Kravitz Roth, Ltd.
347 N. Rodeo Drive
Beverly Hills, CA 90210
Phone: [phone]
Fax: [phone]
Website: http://www.kravitzroth.com/ (domain expired 4/16/08)

No US registered securities firm with this name.

Krust Global Financials
209 East 65th Street
New York, NY 10065-4451
Phone: [phone]
Fax: [phone].
Website: http://www.krustglobalfinancials.com/

No US registered securities firm with this name.

Lambert McMillan Corporation
80 S 8th Street
Ids Center & Crystal Court Building, 8th Floor Minneapolis, MN 55402
Phone: [phone]
Fax: [phone]
Website: http://www.lambertmcmillan.com/

No US registered securities firm with this name.

Landmark M&A, Inc.
445 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Legal Management Consultants
1285 Avenue of the Americas, Suite 219
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.stocksfraud.info/

No US registered securities firm with this name.

Legal Recovery Consultants
206 NW 2nd Ave, Suite 933
Miami, FL 33130
Phone: [phone]
Fax: [phone]
Website: http://www.legalrecoveryconsultants.com/

No US registered securities firm with this name.

Legg and Berman Acquisitions Management
The Mercantile Exchange
30 South Wacker Drive, 22/F Suite 228-230
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://leggandberman.com/

No US registered securities firm with this name.

Liberty Transfer Co.
Washington, DC 20004
Phone: [phone]
Website: http://www.liberty-transfer.net/

No US registered securities firm with this name.
Liberty Transfer Co. may be impersonating a former genuine transfer agent firm having the same name – Liberty Transfer Co. (CIK Number: 0000912887; SEC Number: 084-05474), which had the following mailing address: 191 New York Avenue, Huntington, NY 11743. The impersonator has NO connection with, and is not to be confused with, the former genuine Liberty Transfer Co. The legitimate Liberty Transfer Co. last filed with the SEC on January 8, 2007, had its registration cancelled by the SEC on March 21, 2011, and is defunct.

Lincoln & Rutherford Trust Management
118 East Main Street
Newark, DE 19702
Also: P.O. Box 1059
Phone: [phone]
Fax: [phone]
Website: http://lincolnrutherford.com/

No US registered securities firm with this name.

Lincoln Trust Transfer Agency LLC
9727 Highway 12W
Rochester, WA 98579
Phone: [phone]
Fax: [phone]
Website: http://www.lincolntrustta.com/

No US registered securities firm with this name.

Lindenberg Asset Management
One Market Street, Spear Tower, 33th Floor
San Francisco, CA 94105
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Litmus Capital Management Group LLC
1325 Avenue of the Americas
New York, NY 10019-6026
Phone: [phone]
Fax: [phone]
Website: http://litmuscmg.com/

No US registered securities firm with this name.
Litmus Capital Management Group LLC is impersonating a formerly registered investment adviser firm with a similar name – Litmus Capital Management LLC (CRD Number: 138130; SEC Number: 801-65501), which had the following mailing address: 1325 Avenue of the Americas, 28th Floor, New York, NY 10019. The impersonator has NO connection with, and is not to be confused with, the former genuine Litmus Capital Management LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Litmus Capital Management LLC, which had its registration with the SEC terminated on December 11, 2008 and is defunct as an investment adviser firm, now operates as a hedge fund. The SEC’s EDGAR database contains filing information for offerings made in connection with this entity.

Livingston Mergers & Acquisitions
110 West C Street, Suite 1150
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.livingstonma.com/

No US registered securities firm with this name.
Investor solicitations employ “Central Equities Administrators,” an entity which is believed to be fictitious.

Lloyd Brown Investments, Inc.
Hancock Center
875 N. Michigan Ave., Suite 3100
Chicago, IL 60611
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Lloyds & Lambert Capital Ventures Inc.
84 Chambers Street, 57th Floor
New York, NY 10007
Phone: [phone]
Fax: [phone]
Website: http://lloyds-lambert.com/

No US registered securities firm with this name.

Lloyd Morgan Company
44 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://llomor.com/
(The website is not accessible.)

No US registered securities firm with this name.

Lombard Grand Financials
53 5th Avenue, #600
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://lombardgrandfinancials.com/

No US registered securities firm with this name.

Lynx Mackenzie, Inc.
415 Madison Avenue
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.lynxmackenzie.com/

No US registered securities firm with this name.

Madden Group Inc. (MGI)
Rand Building
14 Lafayette Square, Suite 1408
Buffalo, NY 14203
Phone: [phone]
Fax: [phone]
Website: http://www.maddengroupinc.com/

No US registered securities firm with this name.

Macallaster Pitfield Mackay Inc.
30 Broad Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.malpminc.com/ (The website is no longer accessible.)

Macallaster Pitfield Mackay Inc. is impersonating a genuine broker-dealer firm with the same name – Macallaster Pitfield Mackay Inc. (CRD Number: 3046; SEC Number: 8-02978), which has the following mailing address: 30 Broad St., New York, NY 10004. The impersonator has NO connection with, and is not to be confused with, the genuine Macallaster Pitfield Mackay Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

Maddisson Jardine Associates
P.O. Box 41953
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://www.maddissonjardinegroup.com/ (A former website used by this entity, http://www.maddissonjardine.com/, is no longer accessible.)

No US registered securities firm with this name.

Madison Avenue Mergers & Acquisitions
867 Madison Avenue
New York, NY 17404
Phone: [phone]
Website: http://madison-avema.com/

No US registered securities firm with this name.

Maitland Bell & Co.
2201 E. Camelback Rd.
Phoenix, AZ 85016
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Manhasset Capital Management Group
150 East 58th Street, Floor 20
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://manhassetcmg.com

No US registered securities firm with this name.
Manhasset Capital Management Group is impersonating a formerly registered investment adviser firm with a similar name – Manhasset Capital Management, LLC (CRD Number: 138739; SEC Number: 801-65748), which had the following mailing address: 6 Pheasant Way, 20th Floor, Manalapan, NJ 07726. The impersonator has NO connection with, and is not to be confused with, the former genuine Manhasset Capital Management, LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Manhasset Capital Management, LLC had its registration with the SEC terminated on December 10, 2008 and is defunct.

Manhattan Acquisition Corp.
126 East 56th Street, 29th Floor
New York, NY 10022
Phone: [phone]
Website: http://manhattanacquisitioncorp.com/

No US registered securities firm with this name.
Manhattan Acquisition Corp. is impersonating a genuine entity with the same name. The impersonator has NO connection with, and is not to be confused with, the genuine Manhattan Acquisition Corp., a Schedule 13D (“beneficial ownership report”) filer (CIK Number: 0001128718) and Delaware corporation formed by BRS L.P. for the sole purpose of effecting the proposed transactions of merging with and into a single other company, as described in its filing of November 27, 2000 and amended filing of January 18, 2001. The SEC’s EDGAR database contains information for the genuine entity.

Manning Capital Inc.
384-386 Greenwich St.
New York, NY 10013
Phone: [phone]
Fax: [phone]
Website: http://www.manningcap.us/

No US registered securities firm with this name.

Mannix M&A
402 W Broadway
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.mannixma.com/

No US registered securities firm with this name.
Investor solicitations employ “Securities Litigation Committee,” an entity which is believed to be fictitious.

Marcus & Company Inc.
174 Pearl Street, 47th Floor
New York, NY 10005
Phone: [phone]
Website: http://marcusandcomp.com/
(The website is no longer accessible.)

No US registered securities firm with this name.

Marshall Security & Transfer Inc.
14th floor, 50 Broad Street
New York, NY 10004

No US registered securities firm with this name.

Mathisen Financial
1 State Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://mathisenfinancial.com/

No US registered securities firm with this name.

MBC Finance Group
307 Broadway
New York, NY 10048
Phone: [phone]
Fax: [phone]

http://mbcfinancegroup.com/

No US registered securities firm with this name.

McCarthy & Bennett M&A
1645 Court Place
Denver, CO 80202
Phone: [phone]
Fax: [phone]
Website: http://www.mccarthyma.com/

No US registered securities firm with this name.

Mclintock Greer
117 West 57th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://mclintockgreer.com/

No US registered securities firm with this name.

McMillan Consulting
575 Lexington Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.mcmillanconsult.com/

No US registered securities firm with this name.

Melrose & Greystone
255 West 36th Street
New York, NY 10018-7555
Phone: [phone]
Fax: [phone]
Website: http://www.melroseandgreystone.com/

No US registered securities firm with this name.

Metcap Securities
405 Lexington Avenue, 39th Floor
New York, NY 10174
Phone: [phone] (documents), 646-701-7095 (website)
Fax: [phone]
Website: http://www.metcapsecurities.com

No US registered securities firm with this name.
Metcap Securities is impersonating a genuine broker-dealer firm with a similar name – Metcap Securities, LLC (CRD Number: 30418; SEC Number: 8-45147), which has the following mailing address: 405 Lexington Ave., 39th Floor, New York, NY 10174. The impersonator has NO connection with, and is not to be confused with, the genuine Metcap Securities, LLC. The SEC’s EDGAR database contains registration information for the genuine entity.

Miller & Parker Consulting Group
750 Third Avenue
12th Floor East 46th Street
Corner to East 47th
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.millerparkergroup.com/

No US registered securities firm with this name.

Miller & Ross
Lexington Avenue, Manhattan-Midtown
Turtle Bay, NY 10107
Fax: [phone]

No US registered securities firm with this name.

Minor Group Incorporated
15 E 57th Street
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.minorgroupinc.com/

No US registered securities firm with this name.

MIT Associates Incorporated
One Liberty Plaza
Columbia Center
701 Fifth Avenue
Seattle, WA 98104
Phone: [phone]
Fax: [phone]
Website: http://mitassociates.org/

MIT Associates Incorporated, Seattle, WA is impersonating a genuine broker-dealer firm with a similar former name located in Stamford, CT.
The impersonator has NO connection with, and is not to be confused with, the genuine entity MIT Associates, LLC d/b/a Liability Solutions (CRD Number: 121171; SEC Number: 8-65386), which has the following mailing address: One Landmark Square, Suite 620, Stamford, CT 06901. The SEC’s EDGAR database contains registration information for the genuine entity.

Morgan Investment Management
12520 High Bluff Drive
San Diego, CA 92130
Phone: [phone]
Fax: [phone]
Website: http://morganim.com/

No US registered securities firm with this name.
Morgan Investment Management is impersonating a genuine broker-dealer firm with a similar name – Morgan Investment Management, Inc. (CRD Number: 45487; SEC Number: 8-51049), which has the following mailing address: 12520 High Bluff Drive, Suite 360, San Diego, CA 92130-2041. The impersonator has NO connection with, and is not to be confused with, the genuine Morgan Investment Management, Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
One Liberty Plaza, Suite 3620
165 Broadway
New York, NY 1006 (sic)
Phone: [phone]
Fax: [phone]
Website: http://www.morrisonassociates.us/

No US registered securities firm with this name.

Morisson Ventures Inc.
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://morissonventures.com/ (Not accessible)

No US registered securities firm with this name.

NBI Energy
1370 Avenue of Americas, 24th Floor
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.nbienergy.com/ (The website is no longer accessible.)

No US registered securities firm with this name.
NBI Energy is impersonating a genuine entity with a similar name at the same address – NBI Energy Fund LP, a Regulation D exempt filer (SEC file no. 021-89655, received 05-04-06). The impersonator has NO connection with, and is not to be confused with, the genuine NBI Energy Fund LP. The SEC’s EDGAR database contains registration information for the genuine entity.

NT Financial Services
808 Broadway, #11
New York, NY 10003
Phone: [phone]
Fax: [phone]
Website: http://www.ntfinancialservices.net/ (The domain is suspended.)

No US registered securities firm with this name.

Nevada Transfer Agent
Reno, NV
Phone: [phone]
Fax: [phone]
Website: http://www.nevadatransferagent.com/

No US registered securities firm with this name.

New Alliance Securities, Inc.
(No address provided.)
Phone: [phone]
Fax: [phone]
Website: http://www.newalliancesecurities.com/

No US registered securities firm with this name.
New Alliance Securities, Inc. may be impersonating a formerly registered broker-dealer firm named New Alliance Securities, Inc. (CRD Number: 10212; SEC Number: 8-26767), which had the following mailing address: 3030 Bridgeway, Suite 330, Sausalito, CA 94965. The genuine New Alliance Securities, Inc. was expelled from FINRA on May 2, 1986 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.

New York Finance Company
405 Lexington Avenue
Chrysler Building
New York, NY 10174
Website: http://newyorkfinanceco.com/

No US registered securities firm with this name.

New York Global Group, Inc.
14 Wall Street, Suite 1225
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://newyorkggi.com/

No US registered securities firm with this name.
New York Global Group, Inc. is impersonating a genuine entity with the same name but different address – New York Global Group, Inc., a Regulation D exempt filer (SEC file no. 021-79407, received 07-20-07), which has the following mailing address: 40 Wall Street, 38th Floor, New York, NY 10005. The impersonator has NO connection with, and is not to be confused with, the genuine New York Global Group, Inc. The SEC’s EDGAR database contains registration information for an offering made by the genuine entity that was not completed.

Norsk Financial
402 W. Broadway, Suite 300
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.norskfinancial.com/

No US registered securities firm with this name.

North Pacific Mergers & Acquisitions
1511 6th Avenue Suite 211
Seattle, WA 98101
Phone: [phone]
Fax: [phone]
Website: http://www.northpacificmergers.com/

No US registered securities firm with this name.

Northern Alliance Group
56 6th St E
Saint Paul, MN 55101
Phone: [phone]
Fax: [phone]
Website: http://www.nalliance-group.com/

No US registered securities firm with this name.
Investor solicitations employ “International Securities Validation Division,” an entity which is believed to be fictitious.

NorthPoint M&A Advisors
NorthPoint M&A Advisors LLC
1522E Perkins Ave., Suite D
Sandusky OH, 44870
Phone: [phone]
Fax: [phone]
Website: http://northpointma.com/

No US registered securities firm with this name.

Northwest Mergers and Acquisitions, Inc.
210 SW Morrisson, Suite 601
Portland, OR 97204
Phone: [phone]
Fax: [phone]
Website: http://www.northwestmanda.com/

No US registered securities firm with this name.

Nortia Account Management
Suite 610, One Park Plaza
Irvine, CA 92614
Phone: [phone]
Fax: [phone]
Website: http://www.nortiaam.com/

No US registered securities firm with this name.

NY Finance Ltd.
307 7th Avenue, Suite 306
New York, NY 11215
Phone: [phone]
Fax: [phone]
Website: http://www.nyfinanceltd.com (resolves to: http://wpress.nyfinanceltd.com/)

No US registered securities firm with this name.

O’Coone, McCormack & Button Ltd.
138 Lexington Avenue
New York, NY 10016
Phone: [phone]
Fax: [phone]
Website: http://www.ocmbuttonltd.com/

No US registered securities firm with this name.
O’Coone, McCormack & Button Ltd. is impersonating a formerly registered broker-dealer firm named OCM Distributors, Inc. (CRD Number: 23204; SEC Number: 8-40276). The genuine OCM Distributors, Inc. had its registration with FINRA terminated on December 9, 1992 and is defunct.

Obrien & Shepard Inc.
276 North Virginia Avenue,
Unit 803, 8th Floor
Atlantic City, NJ 08401
Phone: [phone]
Fax: [phone]
Website: http://obrienandshepard.com/ (The website is no longer accessible.)

No US registered securities firm with this name.
Obrien & Shepard Inc. is impersonating a genuine broker-dealer firm with a similar name – O’Brien & Shepard, Inc. (CRD Number: 7152; SEC Number: 8-19348), which has the following mailing address: 75 Montgomery Street, Suite 602, Jersey City, NJ 07302. The impersonator has NO connection with, and is not to be confused with, the genuine O’Brien & Shepard, Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

PDH Transfers LLC
48 Wall Street, 11th Floor
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.pdhtrans.com

No US registered securities firm with this name.

Pacific American Securities
9191 Town Centre Drive, Suite 406
San Diego, CA 92122
Phone: [phone]
Fax: [phone]
Website: http://www.pacificamericans.net

No US registered securities firm with this name.
Pacific American Securities is impersonating a genuine broker-dealer and state-registered investment adviser firm with a similar name – Pacific American Securities, LLC (CRD Number: 42999; SEC Number: 8-50093 [for the broker-dealer]), which has the following mailing address: 9191 Towne Centre Drive, Suite 406, San Diego, CA 92122. The impersonator has NO connection with, and is not to be confused with, the genuine Pacific American Securities, LLC. The SEC’s EDGAR database contains registration information for the genuine broker-dealer entity. WEBCRD (Central Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA)]) and WebIARD (Investment Adviser Registration Depository [operated by FINRA on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) also contain registration information for the genuine state-registered investment adviser firm, Pacific American Securities, LLC.

Paragon Capital Group, Inc.
450 Park Avenue, Suite 2512
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.paragoncapitalgrp.com/

No US registered securities firm with this name.
Paragon Capital Group, Inc is impersonating a genuine entity with a similar name – Paragon Capital Partners, LLC (CRD Number: 132877; SEC Number: 8-66649). The impersonator is using the same street address and floor number of the genuine firm but a fake suite number that does not exist. The SEC’s EDGAR database contains registration information for the genuine entity.
The impersonator also has NO connection with, and is not to be confused with, the genuine broker-dealer firm, Paragon Capital Management Corp. (CRD Number: 107486; SEC Number: 801-41741), which has the following mailing and internet addresses: 10 Edgewood Avenue, Smithtown, NY 11787, http://www.paragoncapitalonline.com. The SEC’s EDGAR database contains registration information for the genuine entity.
The impersonator claims to be commissioned by the “Federal Depository Commission.” This is a fictitious entity.

Peter Hamilton Law Firm & Consultancy
2219 8th Avenue
Seattle, WA 98121
Phone: NYC 646-416-9031
Fax: [phone]
Website: http://peterhamiltonconsultancy.com/

No US registered securities firm with this name.

Pinicle Registry
163 Third Avenue, Suite 184
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://pinicleregistry.com/

No US registered securities firm with this name.

Platinum Group International
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.platinumgi.com/

No US registered securities firm with this name.

Pointe Atlantic
1431 S. Howard Avenue
Tampa, FL
Phone: [phone] and 813-387-3305
Website: http://www.pointe-atlantic.com

No US registered securities firm with this name.
Pointe Atlantic is impersonating a formerly registered broker-dealer firm with the same name – Pointe Atlantic, Inc. (CRD Number: 46599; SEC Number: 8-51486). The genuine Pointe Atlantic, Inc. last filed with FINRA on July 22, 1999 and is defunct.
The impersonator is also soliciting under the name Schnell and Company using the clone website schnellcompany.com.

Premier Consultancy Group (PCG)
1210 Commerce Street, Suite 408
Dallas, TX 75202
Phone: [phone]
Fax: [phone]
Website: http://www.premierconsultancygroup.com/

No US registered securities firm with this name.

Prime Group of Companies
125 Westchester Ave.
White Plains, NY 10601
Phone: [phone]
Fax: [phone]
Website: http://www.primegroupofcompanies.com/

No US registered securities firm with this name.

Prime Solutions, Inc.
100 West 57th Street
New York, NY
Phone: [phone] Fax: [phone]
Fax: [phone] (from website)
Website: http://primesolutions.us/

No US registered securities firm with this name.

Progress Investments LLC
701 Brickell Avenue, Suite 2550
Miami, FL
Phone: [phone]
Fax: [phone]
Website: http://progress-investments.com/

1Progress Investments LLC is impersonating a genuine broker-dealer firm with the same name – Progress Investments LLC (CRD Number: 139981; SEC Number: 8-67273), which has the following mailing address: 701 Brickell Avenue, Suite 2550, Miami, FL 33131. The impersonator has NO connection with, and is not to be confused with, the genuine Progress Investments LLC. The SEC’s EDGAR database contains registration information for the genuine entity.

Qatalyst Partners, L.P.
155 Hamilton Place
New York, NY 10031
Phone: [phone]
Fax: [phone]
Website: http://www.qatalystpartnerslp.com/

No US registered securities firm with this name.
The impersonator Qatalyst Partners, L.P. has NO connection with, and is not to be confused with, the genuine broker-dealer firm with the same name – Qatalyst Partners LP (CRD Number: 147251; SEC Number: 8-67887), which has the following mailing address: Three Embarcadero Center, Sixth Floor, San Francisco, CA 94111. The SEC’s EDGAR database contains registration information for the genuine entity.

Quantum Global Equities Inc.
19th Street NW
Washington, DC 20036
Phone: [phone]
Website: http://quantumglobalequitiesinc.com/

No US registered securities firm with this name.

Quantum Partners International
Manhattan Business Center, 23rd Floor
410 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.quantumpartnersintl.com/

No US registered securities firm with this name.

Quantum Reliance Group
12450 East Imperial Highway, Suite 140
Norwalk, CA 90650
Phone: [phone]
Website: http://qrgonline.com/

No US registered securities firm with this name.

Rayburn Watson & Associates
601 Union Street, Floor 15
Seattle, WA 98101
Phone: [phone]
Website: http://rayburnwatson.com/

No US registered securities firm with this name.

Ridley Steed & Cabot
Two Liberty Place
2312/1601 Chestnut Street
Philadelphia, PA 19102
Phone: [phone]
Fax: [phone]
Website: http://rsc-global.com/

No US registered securities firm with this name.

Robbins, McCaully, Appleby LLC
100 North Stone Avenue, Suite 402
Tucson, AZ 85701
Phone: [phone]
Fax: [phone]
Website: http://rmappleby.com/
No US registered securities firm with this name.
Claims to work with, or makes other reference in its solicitations to,
Apex Stock Transfer Inc, an impersonator of a former genuine entity having the same name.

Robertson Ellis
P.O. Box 44011
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://robertsonellis.com/
No US registered securities firm with this name.

Robinson Hurst M&A
185 Park Ave,
San Jose, CA 95113
Phone: [phone]
Fax: [phone]
Website: http://www.robinsonhurst.com/
No US registered securities firm with this name.

Rose & Cranfield
100 Park Avenue
New York, NY 10016
Website: http://www.rose-cranfield.com/ (Website page under maintenance)
No US registered securities firm with this name.

Rothman Securities
Parkwood Building, Suite 201
Street Road
Southampton, PA

http://rothmanoffshore.com/

SB Registry
200 S Virginia Street
Reno, NV 89501
Phone: [phone]
Fax: [phone]
Website: http://sbregistry.com and
http://www.rsbta.com/ (Access Forbidden)
No US registered securities firm with this name.

SBV Venture Partners, a.k.a. SBV Venture Partners Law Services
2880 Lakeside Drive
Santa Clara, CA 95054
Phone: [phone]
Website: http://sbvlaw.org/

Salvora Invest and Trade, Inc.
3500 South DuPont Highway
Dover, DE
No US registered securities firm with this name.

Schiller Gates, Inc.
1695 Broadway
New York, NY 10018-5009
Phone: [phone]
Fax: [phone]
Website: http://schiller-gates.com/
No US registered securities firm with this name.

Schwartz Leiberman Associates
P.O. Box 16425
Seattle, WA 97271
Phone: [phone] (from soliciting documents)
Fax: [phone]
Phone: [phone] (from website)
Fax: [phone]
Website: http://www.schwartzleiberman.com/
No US registered securities firm with this name.

Seago South Mergers & Acquisitions, LLP
One Harbour Place
1901 S Harbor City Blvd.
Melbourne, FL 32901
Phone: [phone]
Fax: [phone]
Website: http://www.seagosouth.com/
No US registered securities firm with this name.

Seale Capital Inc.
950 N. Glebe Road, Suite 950
Arlington, VA 22203
Website: http://sealecapitalinc.com/

Select American Transfer Co.
118 Finch Avenue West, Suite B11
Toronto, ON M2N 2H7
Phone: [phone]
Fax: [phone]
Website: http://selectatc.com/

Seward, Groves, Richard and Wells
479 State Highway No.17
Mahwah, NJ 07430
Phone: [phone]
Fax: [phone]
Website: http://www.sgrw-inc.com and http://www.sgrw-llc.com
(The websites are no longer accessible.)

Sharp Courage Global
255 West 36th Street
New York, NY 10018
Phone: [phone]
Website: http://sharpcourageglobal.com/
No US registered securities firm with this name.

Shearer Sampson & Associates
200 West Madison Street
P.O. Box 57680
Chicago, IL 60606
Phone: [phone]
Fax: [phone]
Website: http://shearersampson.com/
No US registered securities firm with this name.

Sidstone, Gray & Partners
1 Cedar Street at Pearl Street, Suite 42 NW
Corner 100 Maiden Lane
New York, NY 10038
Phone: [phone]
Fax: [phone]
Website: http://www.sidstonegray.com/
No US registered securities firm with this name.

Smith Kearney M&A
1780 Kettner Boulevard
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.smithma.com/
No US registered securities firm with this name.

Soloman Mckinley Associates
P.O. Box 62889
Seattle, WA 98381-1296
Phone: [phone]
Fax: [phone]
Website: http://www.solomanmckinley.com/
No US registered securities firm with this name.

Sony Global Asset Management, Ltd.
24 Washington Avenue, Suite 805A
Albany, NY 12210-2822
Phone: [phone]
Website: http://www.sonygloba.com/

Southampton Investment Services Inc.
33 Whitehall Street
New York, New York
Website: http://www.southamptoninternational.com/

Sovereign Marketing
10 G Street NE
Washington, DC 20002
Phone: [phone]
No US registered securities firm with this name.

Sovereign Pacific Inc.
1440 Broadway, 22nd Floor
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.sovereignpacinc.com/ (no longer online)
No US registered securities firm with this name.

Spartan Capital Asset Management
412 Park Avenue, 18th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://spartancam.com/
No US registered securities firm with this name.

Standard Hokori Group
64-76 Liberty Street, 12th Floor
New York, NY
Phone: [phone]
Website: http://www.standardhokori.com/
No US registered securities firm with this name.

Stanley Capital Group Mergers and Acquisitions
1221 Avenue of the Americas
New York, NY 10020
Phone: [phone]
Fax: [phone]
Website: http://stanleycapitalgroup.com/

J. Rowan Associates
230 Peachtree St.
NW Atlanta, GA 30303
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

JD Trading
1300 Connecticut Avenue NW
Suite 2010-2011
Washington, DC 20036
Phone: [phone]
Fax: [phone]
Website: http://www.jdtrading.us/

No US registered securities firm with this name.

Jackson Bernstein Associates
P.O. Box 39762
Seattle, WA 97126-1428
Phone: [phone]
Fax: [phone]
Website: http://www.jacksonbernstein.com/

No US registered securities firm with this name.

Jacob Stuart & Knight Inc.
255 West 36th Street, Suite 700
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.jstuart-knight.com/

No US registered securities firm with this name.

Jacobson Group
357 West 58th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.jacobsongroup.net/

No US registered securities firm with this name.

Janco Lazard Transfer Company
30 Rockefeller Plaza, 57th Floor
New York, NY 10112-6300
Phone: [phone]
Website: http://jancolazardtransfer.com/

No US registered securities firm with this name.

Jefferson Clark Associates
PO Box 58389
Seattle, WA 98138-1386
Phone: [phone]
Fax: [phone]
Website: http://www.jeffersonclark.com/

No US registered securities firm with this name.

JSM Financial
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 1006
Phone: [phone]
Fax: [phone]
Website: http://jsmfinancial.com/

No US registered securities firm with this name.
This soliciting entity’s website has the same contact details as Financial Soultions’ (sic).

Kennedy, Anderson & Lang
60 E. 42nd St., Suite 1516
New York, NY 10165
Phone: [phone]
Fax: [phone]
Website (now offline): http://kal-ny.com/

No US registered securities firm with this name.

Kensington Advisory & Investment Group
350 Fifth Avenue, Suite 5620
New York, NY 10118
Phone: [phone]
Fax: [phone]
Website: http://kensingtonaig.com/

No US registered securities firm with this name.
Kensington Advisory & Investment Group is impersonating a formerly registered broker-dealer firm named Kensington Advisory and Investment Group LLC (CRD Number: 47739; SEC Number: 8-51888). The genuine Kensington Advisory and Investment Group LLC had its registration with the SEC terminated on February 18, 2003 and is defunct.

Keswick Group
154 Exchange Boulevard, Suite 108
Rochester, NY 14614-2108
Phone: [phone]
Fax: [phone]
Website: http://keswickgrp.com/ (according to its Internet service provider, this domain name expired on November 11, 2010)

No US registered securities firm with this name.

Kipling Mercer & Co. LLC
1410 Fourth Avenue
Seattle, WA 98101
Phone: [phone]
Website: http://www.kiplingmercer.com/

No US registered securities firm with this name.

Kirkland Gray Acquisitions
500 North Michigan Avenue
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://www.kirklandgray.com/

No US registered securities firm with this name.

Kobe Asset Management
One Oxford Centre, 301 Grant Street, Suite 2100
Pittsburgh, PA 15219
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Kravitz Roth, Ltd.
347 N. Rodeo Drive
Beverly Hills, CA 90210
Phone: [phone]
Fax: [phone]
Website: http://www.kravitzroth.com/ (domain expired 4/16/08)

No US registered securities firm with this name.

Krust Global Financials
209 East 65th Street
New York, NY 10065-4451
Phone: [phone]
Fax: [phone].
Website: http://www.krustglobalfinancials.com/

No US registered securities firm with this name.

Lambert McMillan Corporation
80 S 8th Street
Ids Center & Crystal Court Building, 8th Floor Minneapolis, MN 55402
Phone: [phone]
Fax: [phone]
Website: http://www.lambertmcmillan.com/

No US registered securities firm with this name.

Landmark M&A, Inc.
445 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Legal Management Consultants
1285 Avenue of the Americas, Suite 219
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.stocksfraud.info/

No US registered securities firm with this name.

Legal Recovery Consultants
206 NW 2nd Ave, Suite 933
Miami, FL 33130
Phone: [phone]
Fax: [phone]
Website: http://www.legalrecoveryconsultants.com/

No US registered securities firm with this name.

Legg and Berman Acquisitions Management
The Mercantile Exchange
30 South Wacker Drive, 22/F Suite 228-230
Chicago, IL 60611
Phone: [phone]
Fax: [phone]
Website: http://leggandberman.com/

No US registered securities firm with this name.

Liberty Transfer Co.
Washington, DC 20004
Phone: [phone]
Website: http://www.liberty-transfer.net/

No US registered securities firm with this name.
Liberty Transfer Co. may be impersonating a former genuine transfer agent firm having the same name – Liberty Transfer Co. (CIK Number: 0000912887; SEC Number: 084-05474), which had the following mailing address: 191 New York Avenue, Huntington, NY 11743. The impersonator has NO connection with, and is not to be confused with, the former genuine Liberty Transfer Co. The legitimate Liberty Transfer Co. last filed with the SEC on January 8, 2007, had its registration cancelled by the SEC on March 21, 2011, and is defunct.

Lincoln & Rutherford Trust Management
118 East Main Street
Newark, DE 19702
Also: P.O. Box 1059
Phone: [phone]
Fax: [phone]
Website: http://lincolnrutherford.com/

No US registered securities firm with this name.

Lincoln Trust Transfer Agency LLC
9727 Highway 12W
Rochester, WA 98579
Phone: [phone]
Fax: [phone]
Website: http://www.lincolntrustta.com/

No US registered securities firm with this name.

Lindenberg Asset Management
One Market Street, Spear Tower, 33th Floor
San Francisco, CA 94105
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Litmus Capital Management Group LLC
1325 Avenue of the Americas
New York, NY 10019-6026
Phone: [phone]
Fax: [phone]
Website: http://litmuscmg.com/

No US registered securities firm with this name.
Litmus Capital Management Group LLC is impersonating a formerly registered investment adviser firm with a similar name – Litmus Capital Management LLC (CRD Number: 138130; SEC Number: 801-65501), which had the following mailing address: 1325 Avenue of the Americas, 28th Floor, New York, NY 10019. The impersonator has NO connection with, and is not to be confused with, the former genuine Litmus Capital Management LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Litmus Capital Management LLC, which had its registration with the SEC terminated on December 11, 2008 and is defunct as an investment adviser firm, now operates as a hedge fund. The SEC’s EDGAR database contains filing information for offerings made in connection with this entity.

Livingston Mergers & Acquisitions
110 West C Street, Suite 1150
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.livingstonma.com/

No US registered securities firm with this name.
Investor solicitations employ “Central Equities Administrators,” an entity which is believed to be fictitious.

Lloyd Brown Investments, Inc.
Hancock Center
875 N. Michigan Ave., Suite 3100
Chicago, IL 60611
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Lloyds & Lambert Capital Ventures Inc.
84 Chambers Street, 57th Floor
New York, NY 10007
Phone: [phone]
Fax: [phone]
Website: http://lloyds-lambert.com/

No US registered securities firm with this name.

Lloyd Morgan Company
44 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://llomor.com/
(The website is not accessible.)

No US registered securities firm with this name.

Lombard Grand Financials
53 5th Avenue, #600
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://lombardgrandfinancials.com/

No US registered securities firm with this name.

Lynx Mackenzie, Inc.
415 Madison Avenue
New York, NY 10017
Phone: [phone]
Fax: [phone]
Website: http://www.lynxmackenzie.com/

No US registered securities firm with this name.

Madden Group Inc. (MGI)
Rand Building
14 Lafayette Square, Suite 1408
Buffalo, NY 14203
Phone: [phone]
Fax: [phone]
Website: http://www.maddengroupinc.com/

No US registered securities firm with this name.

Macallaster Pitfield Mackay Inc.
30 Broad Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.malpminc.com/ (The website is no longer accessible.)

Macallaster Pitfield Mackay Inc. is impersonating a genuine broker-dealer firm with the same name – Macallaster Pitfield Mackay Inc. (CRD Number: 3046; SEC Number: 8-02978), which has the following mailing address: 30 Broad St., New York, NY 10004. The impersonator has NO connection with, and is not to be confused with, the genuine Macallaster Pitfield Mackay Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

Maddisson Jardine Associates
P.O. Box 41953
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://www.maddissonjardinegroup.com/ (A former website used by this entity, http://www.maddissonjardine.com/, is no longer accessible.)

No US registered securities firm with this name.

Madison Avenue Mergers & Acquisitions
867 Madison Avenue
New York, NY 17404
Phone: [phone]
Website: http://madison-avema.com/

No US registered securities firm with this name.

Maitland Bell & Co.
2201 E. Camelback Rd.
Phoenix, AZ 85016
Phone: [phone]
Fax: [phone]

No US registered securities firm with this name.

Manhasset Capital Management Group
150 East 58th Street, Floor 20
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://manhassetcmg.com

No US registered securities firm with this name.
Manhasset Capital Management Group is impersonating a formerly registered investment adviser firm with a similar name – Manhasset Capital Management, LLC (CRD Number: 138739; SEC Number: 801-65748), which had the following mailing address: 6 Pheasant Way, 20th Floor, Manalapan, NJ 07726. The impersonator has NO connection with, and is not to be confused with, the former genuine Manhasset Capital Management, LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Manhasset Capital Management, LLC had its registration with the SEC terminated on December 10, 2008 and is defunct.

Manhattan Acquisition Corp.
126 East 56th Street, 29th Floor
New York, NY 10022
Phone: [phone]
Website: http://manhattanacquisitioncorp.com/

No US registered securities firm with this name.
Manhattan Acquisition Corp. is impersonating a genuine entity with the same name. The impersonator has NO connection with, and is not to be confused with, the genuine Manhattan Acquisition Corp., a Schedule 13D (“beneficial ownership report”) filer (CIK Number: 0001128718) and Delaware corporation formed by BRS L.P. for the sole purpose of effecting the proposed transactions of merging with and into a single other company, as described in its filing of November 27, 2000 and amended filing of January 18, 2001. The SEC’s EDGAR database contains information for the genuine entity.

Manning Capital Inc.
384-386 Greenwich St.
New York, NY 10013
Phone: [phone]
Fax: [phone]
Website: http://www.manningcap.us/

No US registered securities firm with this name.

Mannix M&A
402 W Broadway
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.mannixma.com/

No US registered securities firm with this name.
Investor solicitations employ “Securities Litigation Committee,” an entity which is believed to be fictitious.

Marcus & Company Inc.
174 Pearl Street, 47th Floor
New York, NY 10005
Phone: [phone]
Website: http://marcusandcomp.com/
(The website is no longer accessible.)

No US registered securities firm with this name.

Marshall Security & Transfer Inc.
14th floor, 50 Broad Street
New York, NY 10004

No US registered securities firm with this name.

Mathisen Financial
1 State Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://mathisenfinancial.com/

No US registered securities firm with this name.

MBC Finance Group
307 Broadway
New York, NY 10048
Phone: [phone]
Fax: [phone]

http://mbcfinancegroup.com/

No US registered securities firm with this name.

McCarthy & Bennett M&A
1645 Court Place
Denver, CO 80202
Phone: [phone]
Fax: [phone]
Website: http://www.mccarthyma.com/

No US registered securities firm with this name.

Mclintock Greer
117 West 57th Street
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://mclintockgreer.com/

No US registered securities firm with this name.

McMillan Consulting
575 Lexington Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.mcmillanconsult.com/

No US registered securities firm with this name.

Melrose & Greystone
255 West 36th Street
New York, NY 10018-7555
Phone: [phone]
Fax: [phone]
Website: http://www.melroseandgreystone.com/

No US registered securities firm with this name.

Metcap Securities
405 Lexington Avenue, 39th Floor
New York, NY 10174
Phone: [phone] (documents), 646-701-7095 (website)
Fax: [phone]
Website: http://www.metcapsecurities.com

No US registered securities firm with this name.
Metcap Securities is impersonating a genuine broker-dealer firm with a similar name – Metcap Securities, LLC (CRD Number: 30418; SEC Number: 8-45147), which has the following mailing address: 405 Lexington Ave., 39th Floor, New York, NY 10174. The impersonator has NO connection with, and is not to be confused with, the genuine Metcap Securities, LLC. The SEC’s EDGAR database contains registration information for the genuine entity.

Miller & Parker Consulting Group
750 Third Avenue
12th Floor East 46th Street
Corner to East 47th
New York, NY
Phone: [phone]
Fax: [phone]
Website: http://www.millerparkergroup.com/

No US registered securities firm with this name.

Miller & Ross
Lexington Avenue, Manhattan-Midtown
Turtle Bay, NY 10107
Fax: [phone]

No US registered securities firm with this name.

Minor Group Incorporated
15 E 57th Street
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.minorgroupinc.com/

No US registered securities firm with this name.

MIT Associates Incorporated
One Liberty Plaza
Columbia Center
701 Fifth Avenue
Seattle, WA 98104
Phone: [phone]
Fax: [phone]
Website: http://mitassociates.org/

MIT Associates Incorporated, Seattle, WA is impersonating a genuine broker-dealer firm with a similar former name located in Stamford, CT.
The impersonator has NO connection with, and is not to be confused with, the genuine entity MIT Associates, LLC d/b/a Liability Solutions (CRD Number: 121171; SEC Number: 8-65386), which has the following mailing address: One Landmark Square, Suite 620, Stamford, CT 06901. The SEC’s EDGAR database contains registration information for the genuine entity.

Morgan Investment Management
12520 High Bluff Drive
San Diego, CA 92130
Phone: [phone]
Fax: [phone]
Website: http://morganim.com/

No US registered securities firm with this name.
Morgan Investment Management is impersonating a genuine broker-dealer firm with a similar name – Morgan Investment Management, Inc. (CRD Number: 45487; SEC Number: 8-51049), which has the following mailing address: 12520 High Bluff Drive, Suite 360, San Diego, CA 92130-2041. The impersonator has NO connection with, and is not to be confused with, the genuine Morgan Investment Management, Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
One Liberty Plaza, Suite 3620
165 Broadway
New York, NY 1006 (sic)
Phone: [phone]
Fax: [phone]
Website: http://www.morrisonassociates.us/

No US registered securities firm with this name.

Morisson Ventures Inc.
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://morissonventures.com/ (Not accessible)

No US registered securities firm with this name.

NBI Energy
1370 Avenue of Americas, 24th Floor
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.nbienergy.com/ (The website is no longer accessible.)

No US registered securities firm with this name.
NBI Energy is impersonating a genuine entity with a similar name at the same address – NBI Energy Fund LP, a Regulation D exempt filer (SEC file no. 021-89655, received 05-04-06). The impersonator has NO connection with, and is not to be confused with, the genuine NBI Energy Fund LP. The SEC’s EDGAR database contains registration information for the genuine entity.

NT Financial Services
808 Broadway, #11
New York, NY 10003
Phone: [phone]
Fax: [phone]
Website: http://www.ntfinancialservices.net/ (The domain is suspended.)

No US registered securities firm with this name.

Nevada Transfer Agent
Reno, NV
Phone: [phone]
Fax: [phone]
Website: http://www.nevadatransferagent.com/

No US registered securities firm with this name.

New Alliance Securities, Inc.
(No address provided.)
Phone: [phone]
Fax: [phone]
Website: http://www.newalliancesecurities.com/

No US registered securities firm with this name.
New Alliance Securities, Inc. may be impersonating a formerly registered broker-dealer firm named New Alliance Securities, Inc. (CRD Number: 10212; SEC Number: 8-26767), which had the following mailing address: 3030 Bridgeway, Suite 330, Sausalito, CA 94965. The genuine New Alliance Securities, Inc. was expelled from FINRA on May 2, 1986 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.

New York Finance Company
405 Lexington Avenue
Chrysler Building
New York, NY 10174
Website: http://newyorkfinanceco.com/

No US registered securities firm with this name.

New York Global Group, Inc.
14 Wall Street, Suite 1225
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://newyorkggi.com/

No US registered securities firm with this name.
New York Global Group, Inc. is impersonating a genuine entity with the same name but different address – New York Global Group, Inc., a Regulation D exempt filer (SEC file no. 021-79407, received 07-20-07), which has the following mailing address: 40 Wall Street, 38th Floor, New York, NY 10005. The impersonator has NO connection with, and is not to be confused with, the genuine New York Global Group, Inc. The SEC’s EDGAR database contains registration information for an offering made by the genuine entity that was not completed.

Norsk Financial
402 W. Broadway, Suite 300
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.norskfinancial.com/

No US registered securities firm with this name.

North Pacific Mergers & Acquisitions
1511 6th Avenue Suite 211
Seattle, WA 98101
Phone: [phone]
Fax: [phone]
Website: http://www.northpacificmergers.com/

No US registered securities firm with this name.

Northern Alliance Group
56 6th St E
Saint Paul, MN 55101
Phone: [phone]
Fax: [phone]
Website: http://www.nalliance-group.com/

No US registered securities firm with this name.
Investor solicitations employ “International Securities Validation Division,” an entity which is believed to be fictitious.

NorthPoint M&A Advisors
NorthPoint M&A Advisors LLC
1522E Perkins Ave., Suite D
Sandusky OH, 44870
Phone: [phone]
Fax: [phone]
Website: http://northpointma.com/

No US registered securities firm with this name.

Northwest Mergers and Acquisitions, Inc.
210 SW Morrisson, Suite 601
Portland, OR 97204
Phone: [phone]
Fax: [phone]
Website: http://www.northwestmanda.com/

No US registered securities firm with this name.

Nortia Account Management
Suite 610, One Park Plaza
Irvine, CA 92614
Phone: [phone]
Fax: [phone]
Website: http://www.nortiaam.com/

No US registered securities firm with this name.

NY Finance Ltd.
307 7th Avenue, Suite 306
New York, NY 11215
Phone: [phone]
Fax: [phone]
Website: http://www.nyfinanceltd.com (resolves to: http://wpress.nyfinanceltd.com/)

No US registered securities firm with this name.

O’Coone, McCormack & Button Ltd.
138 Lexington Avenue
New York, NY 10016
Phone: [phone]
Fax: [phone]
Website: http://www.ocmbuttonltd.com/

No US registered securities firm with this name.
O’Coone, McCormack & Button Ltd. is impersonating a formerly registered broker-dealer firm named OCM Distributors, Inc. (CRD Number: 23204; SEC Number: 8-40276). The genuine OCM Distributors, Inc. had its registration with FINRA terminated on December 9, 1992 and is defunct.

Obrien & Shepard Inc.
276 North Virginia Avenue,
Unit 803, 8th Floor
Atlantic City, NJ 08401
Phone: [phone]
Fax: [phone]
Website: http://obrienandshepard.com/ (The website is no longer accessible.)

No US registered securities firm with this name.
Obrien & Shepard Inc. is impersonating a genuine broker-dealer firm with a similar name – O’Brien & Shepard, Inc. (CRD Number: 7152; SEC Number: 8-19348), which has the following mailing address: 75 Montgomery Street, Suite 602, Jersey City, NJ 07302. The impersonator has NO connection with, and is not to be confused with, the genuine O’Brien & Shepard, Inc. The SEC’s EDGAR database contains registration information for the genuine entity.

PDH Transfers LLC
48 Wall Street, 11th Floor
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.pdhtrans.com

No US registered securities firm with this name.

Pacific American Securities
9191 Town Centre Drive, Suite 406
San Diego, CA 92122
Phone: [phone]
Fax: [phone]
Website: http://www.pacificamericans.net

No US registered securities firm with this name.
Pacific American Securities is impersonating a genuine broker-dealer and state-registered investment adviser firm with a similar name – Pacific American Securities, LLC (CRD Number: 42999; SEC Number: 8-50093 [for the broker-dealer]), which has the following mailing address: 9191 Towne Centre Drive, Suite 406, San Diego, CA 92122. The impersonator has NO connection with, and is not to be confused with, the genuine Pacific American Securities, LLC. The SEC’s EDGAR database contains registration information for the genuine broker-dealer entity. WEBCRD (Central Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA)]) and WebIARD (Investment Adviser Registration Depository [operated by FINRA on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) also contain registration information for the genuine state-registered investment adviser firm, Pacific American Securities, LLC.

Paragon Capital Group, Inc.
450 Park Avenue, Suite 2512
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.paragoncapitalgrp.com/

No US registered securities firm with this name.
Paragon Capital Group, Inc is impersonating a genuine entity with a similar name – Paragon Capital Partners, LLC (CRD Number: 132877; SEC Number: 8-66649). The impersonator is using the same street address and floor number of the genuine firm but a fake suite number that does not exist. The SEC’s EDGAR database contains registration information for the genuine entity.
The impersonator also has NO connection with, and is not to be confused with, the genuine broker-dealer firm, Paragon Capital Management Corp. (CRD Number: 107486; SEC Number: 801-41741), which has the following mailing and internet addresses: 10 Edgewood Avenue, Smithtown, NY 11787, http://www.paragoncapitalonline.com. The SEC’s EDGAR database contains registration information for the genuine entity.
The impersonator claims to be commissioned by the “Federal Depository Commission.” This is a fictitious entity.

Peter Hamilton Law Firm & Consultancy
2219 8th Avenue
Seattle, WA 98121
Phone: NYC 646-416-9031
Fax: [phone]
Website: http://peterhamiltonconsultancy.com/

No US registered securities firm with this name.

Pinicle Registry
163 Third Avenue, Suite 184
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://pinicleregistry.com/

No US registered securities firm with this name.

Platinum Group International
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.platinumgi.com/

No US registered securities firm with this name.

Pointe Atlantic
1431 S. Howard Avenue
Tampa, FL
Phone: [phone] and 813-387-3305
Website: http://www.pointe-atlantic.com

No US registered securities firm with this name.
Pointe Atlantic is impersonating a formerly registered broker-dealer firm with the same name – Pointe Atlantic, Inc. (CRD Number: 46599; SEC Number: 8-51486). The genuine Pointe Atlantic, Inc. last filed with FINRA on July 22, 1999 and is defunct.
The impersonator is also soliciting under the name Schnell and Company using the clone website schnellcompany.com.

Premier Consultancy Group (PCG)
1210 Commerce Street, Suite 408
Dallas, TX 75202
Phone: [phone]
Fax: [phone]
Website: http://www.premierconsultancygroup.com/

No US registered securities firm with this name.

Prime Group of Companies
125 Westchester Ave.
White Plains, NY 10601
Phone: [phone]
Fax: [phone]
Website: http://www.primegroupofcompanies.com/

No US registered securities firm with this name.

Prime Solutions, Inc.
100 West 57th Street
New York, NY
Phone: [phone] Fax: [phone]
Fax: [phone] (from website)
Website: http://primesolutions.us/

No US registered securities firm with this name.

Progress Investments LLC
701 Brickell Avenue, Suite 2550
Miami, FL
Phone: [phone]
Fax: [phone]
Website: http://progress-investments.com/
1Progress Investments LLC is impersonating a genuine broker-dealer firm with the same name – Progress Investments LLC (CRD Number: 139981; SEC Number: 8-67273), which has the following mailing address: 701 Brickell Avenue, Suite 2550, Miami, FL 33131. The impersonator has NO connection with, and is not to be confused with, the genuine Progress Investments LLC. The SEC’s EDGAR database contains registration information for the genuine entity.

Qatalyst Partners, L.P.
155 Hamilton Place
New York, NY 10031
Phone: [phone]
Fax: [phone]
Website: http://www.qatalystpartnerslp.com/
No US registered securities firm with this name.
The impersonator Qatalyst Partners, L.P. has NO connection with,
and is not to be confused with, the genuine broker-dealer firm with the same name – Qatalyst Partners LP (CRD Number: 147251; SEC Number: 8-67887), which has the following mailing address: Three Embarcadero Center, Sixth Floor, San Francisco, CA 94111. The SEC’s EDGAR database contains registration information for the genuine entity.

Quantum Global Equities Inc.
19th Street NW
Washington, DC 20036
Phone: [phone]
Website: http://quantumglobalequitiesinc.com/
No US registered securities firm with this name.

Quantum Partners International
Manhattan Business Center, 23rd Floor
410 Park Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.quantumpartnersintl.com/
No US registered securities firm with this name.

Quantum Reliance Group
12450 East Imperial Highway, Suite 140
Norwalk, CA 90650
Phone: [phone]
Website: http://qrgonline.com/
No US registered securities firm with this name.

Rayburn Watson & Associates
601 Union Street, Floor 15
Seattle, WA 98101
Phone: [phone]
Website: http://rayburnwatson.com/
No US registered securities firm with this name.

Ridley Steed & Cabot
Two Liberty Place
2312/1601 Chestnut Street
Philadelphia, PA 19102
Phone: [phone]
Fax: [phone]
Website: http://rsc-global.com/
No US registered securities firm with this name.

Robbins, McCaully, Appleby LLC
100 North Stone Avenue, Suite 402
Tucson, AZ 85701
Phone: [phone]
Fax: [phone]
Website: http://rmappleby.com/
No US registered securities firm with this name.
Claims to work with, or makes other reference in its
solicitations to, Apex Stock Transfer Inc, an impersonator
of a former genuine entity having the same name.

Robertson Ellis
P.O. Box 44011
Seattle, WA 98381
Phone: [phone]
Fax: [phone]
Website: http://robertsonellis.com/
No US registered securities firm with this name.

Robinson Hurst M&A
185 Park Ave,
San Jose, CA 95113
Phone: [phone]
Fax: [phone]
Website: http://www.robinsonhurst.com/
No US registered securities firm with this name.

Rose & Cranfield
100 Park Avenue
New York, NY 10016
Website: http://www.rose-cranfield.com/ (Website page under maintenance)
No US registered securities firm with this name.

Rothman Securities
Parkwood Building, Suite 201
Street Road
Southampton, PA

http://rothmanoffshore.com/

No US registered securities firm with this name.
Rothman Securities is impersonating a genuine broker-dealer
firm with a similar name – Rothman Securities, Inc. (CRD Number: 13907; SEC Number: 8-30469),
which has the following mailing address: 111 Street Road, Suite 201, Southampton, PA 18966.
The impersonator has NO connection with, and is not to be confused with, the genuine
Rothman Securities, Inc. The SEC’s EDGAR database contains registration information
for the genuine entity

SB Registry
200 S Virginia Street
Reno, NV 89501
Phone: [phone]
Fax: [phone]
Website: http://sbregistry.com and http://www.rsbta.com/ (Access Forbidden)
No US registered securities firm with this name.

SBV Venture Partners, a.k.a. SBV Venture Partners Law Services
2880 Lakeside Drive
Santa Clara, CA 95054
Phone: [phone]
Website: http://sbvlaw.org/
No US registered securities firm with this name.
SBV Venture Partners, a.k.a. SBV Venture Partners Law Services, i
s impersonating a genuine venture capital firm with a similar name – SBV Venture Partners,
which has the following mailing address: 454 Ruthven Avenue, Palo Alto, CA 94301. T
the impersonator has NO connection with, and is not to be confused with, the genuine SBV Venture Partners.

Salvora Invest and Trade, Inc.
3500 South DuPont Highway
Dover, DE
No US registered securities firm with this name.

Schiller Gates, Inc.
1695 Broadway
New York, NY 10018-5009
Phone: [phone]
Fax: [phone]
Website: http://schiller-gates.com/
No US registered securities firm with this name.

Schwartz Leiberman Associates
P.O. Box 16425
Seattle, WA 97271
Phone: [phone] (from soliciting documents)
Fax: [phone]
Phone: [phone] (from website)
Fax: [phone]
Website: http://www.schwartzleiberman.com/
No US registered securities firm with this name.

Seago South Mergers & Acquisitions, LLP
One Harbour Place
1901 S Harbor City Blvd.
Melbourne, FL 32901
Phone: [phone]
Fax: [phone]
Website: http://www.seagosouth.com/
No US registered securities firm with this name.

Seale Capital Inc.
950 N. Glebe Road, Suite 950
Arlington, VA 22203
Website: http://sealecapitalinc.com/
Seale Capital Inc. is impersonating a genuine broker-dealer firm with the same name
Seale Capital, Inc. (CRD Number: 148420; SEC Number: 8-68022), which has the following mailing address:
950 N. Glebe Road, Suite 950, Arlington, VA 22203.
The impersonator has NO connection with, and is not to be
confused with, the genuine Seale Capital, Inc.
The SEC’s EDGAR database contains registration
information for the genuine entity.

Select American Transfer Co.
118 Finch Avenue West, Suite B11
Toronto, ON M2N 2H7
Phone: [phone]
Fax: [phone]
Website: http://selectatc.com/
No US registered securities firm with this name.
Select American Transfer Co. is impersonating a former genuine entity
having the same name (CIK Number: 0001324472; SEC Number: 084-06152).
The legitimate Select American Transfer Co. last filed with the
SEC on September 5, 2006 and is defunct. Claims to work, or makes other
reference in its solicitations to, Madden Group, Inc., a purported
financial advisory services firm.

Seward, Groves, Richard and Wells
479 State Highway No.17
Mahwah, NJ 07430
Phone: [phone]
Fax: [phone]
Website: http://www.sgrw-inc.com and http://www.sgrw-llc.com
(The websites are no longer accessible.)
No US registered securities firm with this name.
Seward, Groves, Richard and Wells is impersonating a formerly registered broker-dealer with the same name – Seward, Groves, Richard & Wells, Inc. (CRD Number: 17963; SEC Number: 8-35871). The genuine Seward, Groves, Richard & Wells, Inc. had its registration with the SEC cancelled, effective August 27, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.

Sharp Courage Global
255 West 36th Street
New York, NY 10018
Phone: [phone]
Website: http://sharpcourageglobal.com/
No US registered securities firm with this name.

Shearer Sampson & Associates
200 West Madison Street
P.O. Box 57680
Chicago, IL 60606
Phone: [phone]
Fax: [phone]
Website: http://shearersampson.com/
No US registered securities firm with this name.

Sidstone, Gray & Partners
1 Cedar Street at Pearl Street, Suite 42 NW
Corner 100 Maiden Lane
New York, NY 10038
Phone: [phone]
Fax: [phone]
Website: http://www.sidstonegray.com/
No US registered securities firm with this name.

Smith Kearney M&A
1780 Kettner Boulevard
San Diego, CA 92101
Phone: [phone]
Fax: [phone]
Website: http://www.smithma.com/
No US registered securities firm with this name.

Soloman Mckinley Associates
P.O. Box 62889
Seattle, WA 98381-1296
Phone: [phone]
Fax: [phone]
Website: http://www.solomanmckinley.com/
No US registered securities firm with this name.

Sony Global Asset Management, Ltd.
24 Washington Avenue, Suite 805A
Albany, NY 12210-2822
Phone: [phone]
Website: http://www.sonygloba.com/
No US registered securities firm with this name.

Southampton Investment Services Inc.
33 Whitehall Street
New York, New York
Website: http://www.southamptoninternational.com/
No US registered securities firm with this name.
Southampton Investment Services Inc. is impersonating a
genuine broker-dealer firm with a similar name – Southampton Investment Services Inc.
(CRD Number: 8246; SEC Number: 8-24841), which has the following mailing
address: 33 Whitehall Street, 6th Floor, New York, NY 10004.
The impersonator has NO connection with, and is not to be confused with, the genuine
Southampton Investment Services Inc. The SEC’s EDGAR database contains
registration information for the genuine entity.

Sovereign Marketing
10 G Street NE
Washington, DC 20002
Phone: [phone]
No US registered securities firm with this name.

Sovereign Pacific Inc.
1440 Broadway, 22nd Floor
New York, NY 10018
Phone: [phone]
Fax: [phone]
Website: http://www.sovereignpacinc.com/ (no longer online)
No US registered securities firm with this name.

Spartan Capital Asset Management
412 Park Avenue, 18th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://spartancam.com/
No US registered securities firm with this name.

Standard Hokori Group
64-76 Liberty Street, 12th Floor
New York, NY
Phone: [phone]
Website: http://www.standardhokori.com/
No US registered securities firm with this name.

Stanley Capital Group Mergers and Acquisitions
1221 Avenue of the Americas
New York, NY 10020
Phone: [phone]
Fax: [phone]
Website: http://stanleycapitalgroup.com/
No US registered securities firm with this name.
This entity’s website is an otherwise identical
clone of MIT Associates Incorporated’s.

Steed and Associates
352 Green Meadows, Suite 102
Pflugerville, TX 78660
Phone: [phone]
Fax: [phone]
Website: http://www.steedandassociates.com/
No US registered securities firm with this name.

Steinberg & Ashley Corp.
21 Wall Street
New York City, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://www.steinberg-usa.com/
No US registered securities firm with this name.

Sterling Equity Corp.
3411 Silverside Road
Rodney Building
New Castle, DE 19810
Phone: [phone] (sic)
Website: http://www.sterlingequity.se/
No US registered securities firm with this name.

Strategic Private Equity Group
Madison Avenue Center
590 Madison Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.strategicpeg.com/
No US registered securities firm with this name.

Strike Commodities
Chicago Board of Trade Building
141 West Jackson Blvd.
Chicago, IL 60604
Phone: [phone]
Fax: [phone]
Website: http://www.strikecommodities.com
(The website is no longer accessible.)
No US registered securities firm with this name.
Claims to work with, or makes other reference in
its solicitations to, Hanworth Weir Ltd.

Swiftsure Securities Limited
Third Avenue, Suite 1601
Seattle, WA
Phone: [phone]
Fax: [phone]
Website: http://swiftsuresecuritiesltd.com/
(The website is no longer accessible.)

Summit M&A Inc.
845 Third Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.summitmainc.com/ (Not accessible)
No US registered securities firm with this name.

Synergy Capital, LLC
62 Broadway, Suite 1110
New York, NY 10006
Phone: [phone]
Fax: [phone]
Website: http://synergycap.net/

TCM Financial
56 Liberty Street, Suite 1249
New York, NY 10005
Phone: [phone], ext. 719

805 Marion Street
Seattle, WA 98104
Phone: [phone], ext. 643
Fax: [phone]
Website: http://tcmfinancial.us/
No US registered securities firm with this name.

Taft MacKenzie Ventures
1 Riverside Plaza, 18th Floor, West Wing
Columbus, OH 43215
Website: http://www.taftmackenzie.com/
No US registered securities firm with this name.

Tanner-White PLLC
3101 Terry Ave North
Seattle, WA 98121
Phone: [phone]
Fax: [phone]
Website: http://tannerwhite.com/
No US registered securities firm with this name.

Taylor and Grant Associates
243 E 25th Street, Suite 18
2nd Floor, Manhattan Tower
New York, NY 10010
Phone: [phone]
Fax: [phone]
Website: http://taylorandgrantassociates.com/
No US registered securities firm with this name.

The Crowne Registry
51 Madison Avenue
New York, NY 10010
Phone: [phone]
Fax: [phone]
Website: http://thecrowneregistry.com/
No US registered securities firm with this name.

Thomas & Hyde Consulting
Tower Executive Suites
10940 Wilshire Blvd., Suite 1600
Los Angeles, CA 90024
Phone: [phone]
Fax: [phone]
Website: http://www.thomasandhyde.com/
No US registered securities firm with this name.

Thomas Anderson Advisory
91 Hudson Street, 5th Floor
New York, NY 10013
Phone: [phone]
Fax: [phone]
Website: http://www.thomasandersonadvisory.com/
No US registered securities firm with this name.

Total Research Group, Inc.
420 Mercer Street
Seattle, WA 98109
Phone: [phone] (sic), 206-202-2420
Fax: [phone]
Website: http://totalresearch.us/
No US registered securities firm with this name.
Total Research Group, Inc. and Tanner-White PLLC
share an identical phone and/or fax number.

Transatlantic Alliance Inc.
299 Park Avenue, 22nd Floor
New York, NY 10171
Phone: [phone]
Fax: [phone]
Website: http://www.trans-atlanticalliance.com/
No US registered securities firm with this name.

Trident Capital Management, LLC
1111 Castalia Street
Bellevue, OH 44811
Phone: [phone]
Fax: [phone]
Website: http://www.tridentcapmgt.com/

Total Research Group, Inc.
420 Mercer Street
Seattle, WA 98109
Phone: [phone] (sic), 206-202-2420
Fax: [phone]
Website: http://totalresearch.us/
No US registered securities firm with this name.
Total Research Group, Inc. and Tanner-White PLLC
share an identical phone and/or fax number.

Transatlantic Alliance Inc.
299 Park Avenue, 22nd Floor
New York, NY 10171
Phone: [phone]
Fax: [phone]
Website: http://www.trans-atlanticalliance.com/
No US registered securities firm with this name.

Trident Capital Management, LLC
1111 Castalia Street
Bellevue, OH 44811
Phone: [phone]
Fax: [phone]
Website: http://www.tridentcapmgt.com/

Trident Transfer Services Ltd.
270 West 57th Street, #1216
New York, NY 10107
Phone: [phone]
Fax: [phone]
Website: http://www.trident-ts.com/
No US registered securities firm with this name.

Triumph Capital Management
33 W 19th Street
New York, NY 10011
Phone: [phone]
Fax: [phone]
Website: http://triumphcapitalmgmt.com/
No US registered securities firm with this name.

United Consultants Fiduciary Services (UCFS)
148 Dogwood Drive
Fulton
Atlanta, GA 30354
Phone: [phone]
E-mail: [e-mail]
Website: http://www.ucfs.biz/

100 W. 33rd Street
New York, NY 10100
Phone: [phone]
Fax: [phone]
E-mail: [e-mail]

Uniteds Investment Global Corp.
23 Wall Street, Suite 809
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://uniteds.com/
No US registered securities firm with this name.

Universal Consolidated
55 Wall Street
New York, NY 10005
Phone: [phone]
Fax: [phone]
Website: http://universalcsld.com/
No US registered securities firm with this name.

Universal Partners Mergers & Acquisitions
300 Main Street
Lafayette, IN 47901
Phone: [phone]
Fax: [phone]

U.S. Financial Management Service
401 14th Street S.W., # 548
Washington D.C. 20024
Phone: [phone]
Fax: [phone]
Website: http://www.usfinancialmgt.com/

Verity Transfer Inc.
676 9th Avenue, Suite #218
New York, NY 10036
Phone: [phone]
Fax: [phone]
Website: http://www.veritytransfer.com/ (Not accessible)
No US registered securities firm with this name.

Wall Street Systems Holdings, Inc.
30 Broad Street
New York, NY 10004
Phone: [phone]
Fax: [phone]
Website: http://www.wsshi.com
(According to whois, the domain has been suspended.)

Wallstreet M & A Group
721 5th Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://www.wstreetgrp.com/
No US registered securities firm with this name.

Walter Parker Group
100 Church Street
New York, NY 10007
Phone: [phone]
Fax: [phone]
Website: http://www.walterparkergroup.com/
No US registered securities firm with this name.

Walton Mergers & Acquisitions
1025 Arch Street, Suite 481
Phildelphia, PA 19107
Phone: [phone]
Fax: [phone]
Website: http://www.walton-ma.com/

Warren & Massey Asset Management Ltd., Inc.
400 Chesterfield Center, Suite 400
St. Louis, MO 63017
Phone: [phone]
Fax: [phone]
Website: http://www.warren-massey.net/
No US registered securities firm with this name.

Warren Hill, LLC
2401 4th Avenue
Seattle, WA 98121
Phone: [phone]
Website: http://www.warren-hill.com
No US registered securities firm with this name.

Warren Sitco & Company
919 North Market Street
Wilmington, DE 19801
Phone: [phone]
Fax: [phone]

Watson Sandy Holding Co.
P.O. Box 446
Townsend DE 19734
Phone: [phone]
E-mail: [e-mail]
No website provided.

Weiss Rifkin & Partners
710 West 14th Street
Austin, TX 78701
Phone: [phone]
Fax: [phone]
Website: http://weissrifkinpartners.com/
No US registered securities firm with this name.

Wellington Mergers and Acquisitions
3340 Peachtree Road NE, Buckhead Area
Atlanta, GA 30326-1081
Phone: [phone]
Fax: [phone]

Werner Group
40 Wall Street, 22th Floor
New York, NY 10005
Phone: [phone]
Website: http://www.werner-international.com/
No US registered securities firm with this name.

West Coast Stock Transfer Inc.
2010 Hancock Street, Suite A
San Diego, CA 92110
Phone: [phone]
Fax: [phone]
Website: http://www.wcsti.com/

Western Capital, Inc.
Empire State Building
350 5th Avenue, Suite 2108
New York, NY 10118
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Western Equities Corporation
Manhattan Business Center
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://westernequitiescorp.com

Western Global Capital Management
583 5th Avenue
New York, NY 10022
Phone: [phone]
Fax: [phone]
Website: http://westernglobalcapmgt.com/
No US registered securities firm with this name.

Western Pacific Advisors Inc., a.k.a. Westpac Inc.
One Stamford Plaza
Suite 420, Tresser Boulevard
Stamford, CT 06901
Phone: [phone]
Fax: [phone]
Website: http://www.westpacificadvisors.com/
No US registered securities firm with this name.

Whalberg and Kaplan Agency Inc.
2377 Connecticut Avenue NW, Suite 405
Washington, DC 20036
Phone: [phone]
No US registered securities firm with this name.

Whittman Simmons Inc.
1560 Broadway
New York, NY 10035
Phone: [phone]
Fax: [phone]
Website: http://www.whittmansimmons.com/
No US registered securities firm with this name.

Wiess & Associates Ltd.
203 North LaSalle Center
Suite 1800
Chicago, IL 60601
Phone: [phone]
Fax: [phone]
No US registered securities firm with this name.

Willkinson Capital Group
499 Park Avenue, 9th Floor
New York, NY 10020
Phone: [phone]
Fax: [phone]
Website: http://willkinsoncapital.com/
No US registered securities firm with this name.

William Campbell Company
41 Madison Avenue, 31st Floor
New York, NY 10010-2202
Phone: [phone]
Fax: [phone]
Website: http://williamcampbellcompany.com/
No US registered securities firm with this name.

Williams Mckenna Associates
P.O. Box 40601
Seattle, WA 97615
Phone: [phone]
Fax: [phone]
Website: http://www.williamsmckenna.com
No US registered securities firm with this name.

Williams Royale Associates
P.O. Box 29437
Seattle, WA 98381
Website: http://williamsroyale.com/

Windcrest Management Solution, Ltd.
Two Court Square Building, 15th Floor
#99 44th Drive
Long Island, NY
Phone: [phone]
Fax: [phone]
Website: http://windcrestmgtsolution.com/
No US registered securities firm with this name.

Windgate Security Management
1335 Yale Street
Lexington Avenue
New York, NY 10019
Phone: [phone]
Fax: [phone]
Website: http://www.windgatesecuritymgt.com/
No US registered securities firm with this name.

Woodbridge Escrow and Clearing
1258 H Street, NW
Washington, DC 20005
Fax: [phone]
Website: http://woodbridgeescrowandclearing.com/
No US registered securities firm with this name.

Wyatt M & A Advisory
John Hancock Center
875 North Michigan Avenue
Chicago, IL 60611
Phone: [phone]
Website: http://wyattmaadvisors.com/
No US registered securities firm with this name.

York & Williamson
3 Center Plaza
Boston, MA 02110
Phone: [phone]
Fax: [phone]
Website: http://www.yorkandwilliamson.com/#
No US registered securities firm with this name.

Zenith Research Group
20 South Wacker Drive
Chicago IL 60606
Phone: [phone]
Fax: [phone]
Website: http://www.zenithresearchgroup.com/

http://www.sec.gov/investor/oiepauselist.htm