Avid Bioservices Inc (CDMO)

[murdockkills]

http://yahoo.brand.edgar-online.com/displayfilinginfo.aspx?FilingID=9155137-1042-201705&type=sect&dcn=0001019687-13-000816


  UNITED STATESSECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549  FORM 10-Q   ýQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2013 OR oTRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _______________ to _______________Commission file number: 0-17085PEREGRINE PHARMACEUTICALS, INC.(Exact name of Registrant as specified in its charter) Delaware 95-3698422(State or other jurisdiction of (I.R.S. Employerincorporation or organization) Identification No.)  14282 Franklin Avenue, Tustin, California 92780-7017 (Address of principal executive offices) (Zip Code) [phone](Registrant’s telephone number, including area code) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.Yes   ý      No   oIndicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).Yes ý No oIndicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one) Large Accelerated FileroAccelerated Filer ý      Non- Accelerated FileroSmaller reporting companyo(Do not check if a smaller reporting company) Indicate by checkmark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).Yes o      No   ý As of March 11, 2013, there were 137,110,758 shares of common stock, $0.001 par value, outstanding