Updated on insider buys alot more! 1/03/13 During the most recent quarter, way more then 200K shares were bought in insider trading.
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (1) $.36 12/31/2012 J 425000 12/31/2012 12/31/2017 Common Stock 425000 $0 600000 D
Common Stock Options $.36 12/31/2012 A 75000 6/30/2013 12/31/2017 Common Stock 75000 $0 600000 D
Explanation of Responses:
( 1) Extension and re-price of existing director options
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Frost John E.
602 SANDY PORT
HOUSTON, TX 77079 X
Signatures
/s/ John E. Frost 1/3/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Carson Ryan Pierce 2. Issuer Name and Ticker or Trading Symbol
Santa Fe Gold CORP [ SFEG.OB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
SECRETARY
(Last) (First) (Middle)
1128 PENNSYLVANIA NE, STE 200 3. Date of Earliest Transaction(MM/DD/YYYY)
12/31/2012
(Street)
ALBUQUERQUE, NM 87110
(City) (State) (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (1) $.36 12/31/2012 J 275000 12/31/2012 12/31/2017 Common Stock 275000 $0 760000 D
Common Stock Options (1) $.36 12/31/2012 J 275000 6/30/2013 12/31/2017 Common Stock 275000 $0 760000 D
Common Stock Options $.36 12/31/2012 A 75000 1/1/2014 12/31/2017 Common Stock 75000 $0 760000 D
Explanation of Responses:
( 1) Extension and re-price of existing employee options
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Carson Ryan Pierce
1128 PENNSYLVANIA NE, STE 200
ALBUQUERQUE, NM 87110 SECRETARY
Signatures
/s/ Ryan P. Carson 1/3/2013
** Signature of Reporting Person Date
White John Lester 2. Issuer Name and Ticker or Trading Symbol
Santa Fe Gold CORP [ SFEG.OB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
VICE PRESIDENT OPERATIONS
(Last) (First) (Middle)
1128 PENNSYLVANIA NE, STE 200 3. Date of Earliest Transaction(MM/DD/YYYY)
12/31/2012
(Street)
ALBUQUERQUE, NM 87110
(City) (State) (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (1) $.36 12/31/2012 J 250000 12/31/2012 12/31/2017 Common Stock 250000 $0 425000 D
Common Stock Options $.36 12/31/2012 A 75000 1/1/2014 12/31/2017 Common Stock 75000 $0 425000 D
Explanation of Responses:
( 1) Extension and re-price of existing employee options
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
White John Lester
1128 PENNSYLVANIA NE, STE 200
ALBUQUERQUE, NM 87110 VICE PRESIDENT OPERATIONS
Signatures
/s/ John L. White 1/3/2013
** Signature of Reporting Person Date
MARTINEZ MICHAEL PAUL 2. Issuer Name and Ticker or Trading Symbol
Santa Fe Gold CORP [ SFEG.OB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
CFO AND TREASURER
(Last) (First) (Middle)
1128 PENNSYLVANIA, NE, SUITE 200 3. Date of Earliest Transaction(MM/DD/YYYY)
12/31/2012
(Street)
ALBUQUERQUE, NM 87110
(City) (State) (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (1) $0.36 12/31/2012 J 275000 12/31/2012 12/31/2017 Common Stock 275000 $0 675000 D
Common Stock Options (1) $0.36 12/31/2012 J 175000 6/30/2013 12/31/2017 Common Stock 175000 $0 675000 D
Common Stock Options (1) $0.36 12/31/2012 A 75000 1/1/2014 12/31/2017 Common Stock 75000 $0 675000 D
Explanation of Responses:
( 1) Extension and re-price of existing employee options
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
MARTINEZ MICHAEL PAUL
1128 PENNSYLVANIA, NE, SUITE 200
ALBUQUERQUE, NM 87110 CFO AND TREASURER
Signatures
/s/ Michael P. Martinez 1/3/2013
** Signature of Reporting Person Date
Hofer Erich 2. Issuer Name and Ticker or Trading Symbol
Santa Fe Gold CORP [ SFEG.OB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1128 PENNSYLVANIA NE, STE 200 3. Date of Earliest Transaction(MM/DD/YYYY)
12/31/2012
(Street)
ALBUQUERQUE, NM 87110
(City) (State) (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options $0.36 12/31/2012 A 125000 6/30/2013 12/31/2017 Common Stock 125000 $0 225000 D
Explanation of Responses:
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Hofer Erich
1128 PENNSYLVANIA NE, STE 200
ALBUQUERQUE, NM 87110 X
Signatures
/s/ Erich Hofer 1/3/2013
** Signature of Reporting Person Date
1. Name and Address of Reporting Person *
CARSON W PIERCE 2. Issuer Name and Ticker or Trading Symbol
Santa Fe Gold CORP [ SFEG.OB ] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__ X __ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
PRESIDENT
(Last) (First) (Middle)
1128 PENNSYLVANIA NE, STE 200 3. Date of Earliest Transaction(MM/DD/YYYY)
12/31/2012
(Street)
ALBUQUERQUE, NM 87110
(City) (State) (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 8. Price of Derivative Security
(Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (1) $0.36 12/31/2012 J 275000 12/31/2012 12/31/2017 Common Stock 275000 $0 4725000 D
Common Stock Options (1) $0.36 12/31/2012 J 225000 6/30/2013 12/31/2017 Common Stock 225000 $0 4725000 D
Common Stock Options $0.36 12/31/2012 A 125500 1/1/2014 12/31/2017 Common Stock 125000 $0 4725000 D
Explanation of Responses:
( 1) Extension and re-price of existing employee options
Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CARSON W PIERCE
1128 PENNSYLVANIA NE, STE 200
ALBUQUERQUE, NM 87110 X PRESIDENT
Signatures
/s/ William P. Carson 1/3/2013
** Signature of Reporting Person Date
