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Risicare

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Re: Windchime post# 81116

Sunday, 12/02/2012 3:21:32 PM

Sunday, December 02, 2012 3:21:32 PM

Post# of 97615
It does not, It refers to the whole matter. Go read other orders and you will see they often acknowledge others involved in the investigation. DOJ,IRS, FBI etc..... It is a sign of more to come if anything. FINRA would be responsible for enforcing the regulations for the violation you state anyways.
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