Cryo Cell International Inc (CCEL)

[locksflooring]

Poor Brothers buying their own Chit!
Statement of Changes in Beneficial Ownership (4)



Date :

10/19/2012 @ 4:34PM



Source :

Edgar (US Regulatory)



Stock :

Cryo-cell International, Inc. (QB) (CCEL)



Quote :

2.28 -0.01 (-0.44%) @ 5:06PM







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- Statement of Changes in Beneficial Ownership (4)









Print


Alert







FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES


OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5







Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940











1. Name and Address of Reporting Person *

PORTNOY DAVID
2. Issuer Name and Ticker or Trading Symbol

CRYO CELL INTERNATIONAL INC [ CCEL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director _____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below)
Co-Chief Executive Officer



(Last) (First) (Middle)


700 BROOKER CREEK BLVD., SUITE 1800
3. Date of Earliest Transaction (MM/DD/YYYY)


10/17/2012




(Street)


OLDSMAR, FL 34677
(City) (State) (Zip)

4. If Amendment, Date Original Filed (MM/DD/YYYY)




6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person





Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned



1.Title of Security
(Instr. 3)

2. Trans. Date

2A. Deemed Execution Date, if any

3. Trans. Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)

7. Nature of Indirect Beneficial Ownership (Instr. 4)



Code

V

Amount

(A) or (D)

Price




Common Stock

10/17/2012



P



6000

A

$2.30

141378

I

By Corporation (1)



Common Stock















20893

D





Common Stock















199080

I

By IRA



Common Stock















199738

I

By LLC (2)



Common Stock















51678

I

By Spouse



Common Stock















4854

I

As Cust for Son



Common Stock















4000

I

As Cust for Daughter



Common Stock















55219

I

By Corporation 2 (3)






Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)



1. Title of Derivate Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Trans. Date

3A. Deemed Execution Date, if any

4. Trans. Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date

7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)

11. Nature of Indirect Beneficial Ownership (Instr. 4)



Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares




Stock Option

$1.72













12/1/2011

12/1/2021

Common Stock

200000



200000

D





Stock Option

$2.90













8/31/2011

8/31/2021

Common Stock

100000



300000

D







Explanation of Responses:



( 1)

Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.



( 2)

Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.



( 3)

Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.





Reporting Owners




Reporting Owner Name / Address


Relationships



Director

10% Owner

Officer

Other



PORTNOY DAVID
700 BROOKER CREEK BLVD., SUITE 1800
OLDSMAR, FL 34677

X




Co-Chief Executive Officer








Signatures




/s/ David I. Portnoy



10/19/2012



** Signature of Reporting Person

Date






Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.



*

If the form is filed by more than one reporting person, see Instruction 4(b)(v).



**

Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).



Note:

File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.



Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.