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Re: nmbr1stckpckr post# 6689

Thursday, 09/27/2012 3:25:57 PM

Thursday, September 27, 2012 3:25:57 PM

Post# of 16759
My question was rhetorical and paying a fine vs. report is nonsense.

I think it has to do with dollar amount requested on the original form D and staying within the annual guidelines until the amount is received. If I wanted to verify my conclusions I’d contact my employees at the SEC, but I’m not that curious.
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  • 6M
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