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Thursday, September 20, 2012 10:44:49 AM
through May 201\, Defendants acquired and illegally sold L.1- billion shares of the Issue (the
"E-Lionheart Shares").
DTC's records demonstrate that some or all of the E-Lionheart Shares were deposited at DTC
and comingled with shares of the Issue on deposit at DTC for book entry services. As a result,
DTC has imposed the Global Lock in order to prevent, among other things, the unregistered
securities from being transferred on the books of DTC.
Hearing Request and Submission
If you wish to be heard in connection with DTC's imposition of the Global Lock, you must file
a written request for a hearing ("Hearing Request") with the Secretary of the Corporation,
within seven (7) business days of the date of this letter. The Hearing Request form is
attached hereto as Exhibit A. Failure to submit the Hearing Request within the time period
set forth above shall constitute a waiver of your right to be heard, and the Global Lock will
remain in effect, subject to DTC's right to take any other action it deems appropriate with
respect to the Issue.
If you do submit a timely Hearing Request, DTC will contact you regarding the process with
respect to your objection.
Please be advised that the submission of any information or documentation as may be
required will not automatically result in the determination to lift the Global Lock. The
outcome of DTC's review and determination may be to continue the Global Loch in
which case you will be provided with the reason(s) for such decision.
Y'
Donald Maj
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