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Re: Actuate post# 17269

Wednesday, 08/29/2012 10:13:52 PM

Wednesday, August 29, 2012 10:13:52 PM

Post# of 62039
Yesterday I called FINRA to ask what a SAS Review was. The first 2 people transferred me to a 3rd person who then put me on hold for about 10 minutes.
This told me that this is pretty rare.

She came back on and said a SAS Review is needed for approval of an accounting company change.

SIRG changed to Marcum, we all knew that. They need to apply to FINRA and have them review Marcum and approve them as properly registered and then give their approval for SIRG to change accounting firms.

Just a matter of more paper work.


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