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BBseller

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BBseller

Re: ihub_tutorial post# 6

Wednesday, 06/06/2012 12:33:16 PM

Wednesday, June 06, 2012 12:33:16 PM

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not true anymore as you probably know. There was a rule that came into effect april 1st 2004 "NASD is delaying the effective date of amendments to Rule 3370 (Prompt Receipt and Delivery of Securities—the "Affirmative Determination" Rule) approved by the SEC in November 2003, until April 1, 2004. The amendments expand the ...


http://www.finra.org/Industry/Regulation/Notices/2004/p003291
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