Booters - The Penny Stock Bar

[scion]

In view of the foregoing, the Commission deems it appropriate and in the public interest to impose the sanctions agreed to in Respondent Grant M. Carroll’s Offer.

Accordingly, it is hereby ORDERED:
Pursuant to Section 15(b)(6) of the Exchange Act, Respondent Carroll be, and hereby is:
barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization; and
barred from participating in any offering of a penny stock, including: acting as a promoter, finder, consultant, agent or other person who engages in activities with a broker, dealer or issuer for purposes of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock.

34-66739 Apr. 4, 2012 Grant M. Carroll
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